John F. Pisani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Pisani, who also goes by John Francis Pisana, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2003 - April 30, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 13, 2001 - January 13, 2003
NATHAN & LEWIS SECURITIES, INC.
February 9, 1999 - May 25, 1999
HOWARD WEIL INCORPORATED
January 5, 1999 - April 11, 2001
CHARTER ONE SECURITIES, INC.
January 4, 1999 - May 25, 1999
HOWARD WEIL INCORPORATED
December 7, 1998 - December 31, 1998
HOWARD WEIL INCORPORATED
December 23, 1994 - November 16, 1998
HEALTHCARE COMMUNITY SECURITIES CORP.
January 26, 1994 - January 3, 1995
MONY SECURITIES CORPORATION
February 10, 1988 - December 8, 1989
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
