Amy G. Abromaitis

CARNEGIE WEALTH MANAGEMENT

Berwyn, PA 19312

Some features on this profile are disabled

CRD#: 1796733

Professional summary

Amy Grace Abromaitis, CFP®, who also goes by Amy C Abromaitis, Amy Grace Currie, Amy Currie, is a registered financial advisor currently at CARNEGIE WEALTH MANAGEMENT, LLC located in Berwyn, Pennsylvania.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Amy has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy C Abromaitis | Amy Grace Currie | Amy Currie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RADAR ENTERPRISES, LLC; NOT INVESTMENT RELATED; 99 ALLENTOWN RD, SOUDERTON, PA 18964; REAL ESTATE; MANAGER; BEGAN JANUARY 2006; 3 HOURS PER MONTH WITH NONE DURING TRADING; FINANCIAL RECONCILATION, REVIEW PROSPECTIVE TENANT BACKGROUND INFO, ADMINISTRATIVE TASKS. Amy Abromaitis also is a licensed insurance agent but she is not registered as an agent with any insurance firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Grace Abromaitis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 14, 2018 - Present

CARNEGIE WEALTH MANAGEMENT, LLC

Office #1: 850 Cassatt Road Suite 225, Berwyn, PA 19312

RIA

CRD#: 290430

Berwyn, PA

Past

April 1, 2016 - August 10, 2022

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

BERWYN, PA

Past

April 1, 2016 - August 10, 2022

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

BERWYN, PA

Past

January 3, 2011 - April 4, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

EXTON, PA

Past

January 3, 2011 - April 4, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

EXTON, PA

Past

July 28, 2010 - December 31, 2010

SANDERS MORRIS LLC

RIA

CRD#: 20580

EXTON, PA

Past

July 28, 2010 - December 31, 2010

SANDERS MORRIS LLC

CRD#: 20580

EXTON, PA

Past

April 9, 2007 - August 4, 2009

THE MARSHALL FINANCIAL GROUP, INC

RIA

CRD#: 110935

DOYLESTOWN, PA

Past

March 9, 2007 - August 14, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

DOYLESTOWN, PA

Past

August 15, 2005 - March 9, 2007

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

KING OF PRUSSIA, PA

Past

June 29, 2005 - March 9, 2007

PRINCIPAL SECURITIES, INC.

CRD#: 1137

KING OF PRUSSIA, PA

Past

March 2, 1999 - October 13, 2000

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

July 9, 1996 - June 6, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

March 7, 1988 - December 23, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARNEGIE WEALTH MANAGEMENT, LLC

CRD#: 290430 / SEC#: 801-114906

RIA

Registered Investment Advisory firm - (3/26/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/27/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/14/2018)

IAR

Texas
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/7/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CARNEGIE WEALTH MANAGEMENT, LLC

CRD#: 290430 / SEC#: 801-114906

RIA

Registered Investment Advisory firm - (3/26/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/27/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

850 Cassatt Road Suite 225, Berwyn, PA 19312

Mailing Address

Phone number

(610) 640-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARNEGIE WEALTH MANAGEMENT DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (1/13/2025)

Regulatory assets under management

Total Number of Accounts	917
AUM (Assets Under Management)	$ 333,639,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Amy G. Abromaitis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Grace Abromaitis's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SANDERS MORRIS LLC

SANDERS MORRIS LLC

THE MARSHALL FINANCIAL GROUP, INC

CAMBRIDGE INVESTMENT RESEARCH, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

VANGUARD MARKETING CORPORATION

PFS INVESTMENTS INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CARNEGIE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2005

Series 63

Date: 6/7/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2005

Series 6

Date: 6/7/1996

Current Firm

CARNEGIE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARNEGIE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors