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Patrick H. Mcevoy

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CRD#: 1796543
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Henry Mcevoy was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1988. Patrick had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 29, 2020 - February 21, 2024

AUGUSTAR DISTRIBUTORS, INC.

BD
CRD#: 41081
CINCINNATI, OH
Past

October 8, 2014 - February 21, 2024

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
CINCINNATI, OH
Past

October 8, 2014 - February 21, 2024

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
Cincinnati, OH
Past

March 31, 2014 - September 23, 2014

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
TAMPA, FL
Past

October 5, 2009 - January 6, 2014

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

January 5, 2004 - January 23, 2004

IFG ADVISORY SERVICES INC

RIA
CRD#: 105316
DENVER, CO
Past

January 2, 2004 - January 1, 2004

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

January 2, 2004 - January 1, 2004

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

August 20, 2003 - December 31, 2003

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

May 29, 2002 - October 6, 2009

CETERA ADVISORS LLC

RIA
CRD#: 10299
DENVER, CO
Past

May 29, 2002 - October 6, 2009

CETERA ADVISORS LLC

BD
CRD#: 10299
DENVER, CO
Past

April 18, 1996 - December 31, 2003

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

March 1, 1995 - February 21, 1996

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

January 21, 1994 - October 5, 1994

PLM SECURITIES CORP.

BD
CRD#: 7843
SAN FRANDISCO, CA
Past

February 25, 1992 - July 27, 1993

BRAUVIN SECURITIES, INC.

BD
CRD#: 14703
CHICAGO, IL
Past

March 21, 1991 - December 9, 1991

NORTH AMERICAN FINANCIAL GROUP, INC.

BD
CRD#: 22273
WARREN, MI
Past

July 27, 1989 - July 31, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 25, 1988 - August 3, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/22/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


AD
AUGUSTAR DISTRIBUTORS, INC.
AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.

CRD#: 41081 / SEC#: , 8-49296

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 237, Cincinnati, OH 45201-0371
Phone number
(513) 797-3443
Established
Ohio since 01/17/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (42 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
JACK, CLIFFORD JAMESDIRECTOR1398005
SOCOL, MARC ALLANPRESIDENT & DIRECTOR2761094
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUGUSTAR DISTRIBUTORS, INC.

CRD#: 41081

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Contact information


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