Susan M. Weschler
Professional summary
Susan Maureen Weschler is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1988. Susan has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Maureen Weschler's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 1992 - Present
COMPASS SECURITIES CORPORATION
Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Office #2: 50 Braintree Hill Office Park Ste 105, Braintree, MA 02184May 31, 1988 - July 19, 1988
WESTON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2014)
(12/15/2015)
(1/13/2015)
(2/5/2015)
(3/31/2016)
(10/13/1992)
(1/2/2014)
(1/2/2014)
(1/14/2015)
(1/13/2015)
(6/4/2018)
(1/13/2015)
(2/5/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Braintree, MA 02184-8734TRUST BUT VERIFY
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