Phillip J. Mogavero
Professional summary
Phillip Joseph Mogavero is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and FMX EXECUTION, LLC located in New York, New York.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 1988. Phillip has worked at 4 firms and has passed the Series 63, Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Joseph Mogavero's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2021 - Present
BGC FINANCIAL, L.P.
Office #1: 199 Water Street 19th Floor, New York, NY 10038Office #2: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753June 2, 2024 - Present
FMX EXECUTION, LLC
Office #1: 199 Water Street , New York, NY 10038February 7, 2017 - September 14, 2021
ICAP SECURITIES USA LLC
December 12, 2000 - February 2, 2017
TULLETT PREBON FINANCIAL SERVICES LLC
January 20, 1988 - December 12, 2000
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2021)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
FMX EXECUTION, LLC
CRD#: 154075 / SEC#: , 8-68606
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENICS MARKETS XCHANGE, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| RINALDO, MARK J | CHIEF OPERATING OFFICER | 4824739 |
| SCOTTO, LOUIS JAMES | CHIEF EXECUTIVE OFFICER | 1483052 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Red Flags
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