Roger S. Green
CETERA INVESTMENT ADVISERS LLC
DULUTH, GA 30096
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CRD#: 1795639
Professional summary
Roger Scott Green, AIF®, CFP®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Duluth, Georgia and CETERA ADVISORS LLC located in Duluth, Georgia.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Roger has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GREEN FINANCIAL RESOURCES, LLC, DBA FOR FIXED INSURANCE AGENT AND SECURITIES BUSINESS, SAME AS OFFICE ADDRESS, OWNER.
2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 01/2019;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG TERM CARE;
3) GWINNETT TECHNICAL COLLEGE STARTED 5/04,CONTINUING EDUCATION INSTRUCTOR,TEACH GENERIC EDUCTIONAL RETIREMENT PLANNING COURSES AT THE COLLEGE,9HR/MO FOR 9 MONTHS OUT OF THE YEAR, HAVE POTENTIAL SECURITIES OR INSURANCE CUSTOMERS, 5150 SUGARLOAF PKWY, LAWRENCEVILLE, GA 30043
4) NAME OF OTHER BUSINESS: TOUCHING LIVES CHRISTIAN MINISTRY ;
INVESTMENT RELATED: NO
ADDRESS: 1800 SATELLITE BLVD, DULUTH GA 30301 ;
NATURE OF BUSINESS: RELIGIOUS ORGANIZATION ;
START DATE: 01/2005 ;
POSITION/TITLE/RELATIONSHIP: SECRETARY ;
APX NUMBER OF HOURS PER WEEK: 2 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 2 ;
BRIEF DESCRIPTION OF DUTIES: HELP BOARD MAKE DECISIONS REGARDING THE MINISTRY ;
5) AUDITORY VERBAL CENTER, INC., NOT INVESTMENT RELATED, 1901 CENTURY BLVD, STE. 20, ATLANTA, GA, NON-PROFIT THAT ASSISTS DEAF CHILDREN IN LEARNING HOW TO SPEAK, 1/01/2016, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, CHAIRMAN OF THE BOARD - VOTING AND FEEDBACK.
7. DAVE RAMSEY FINANCIAL LITERACY PROGRAM, NOT INVESTMENT RELATED, 149 MALLORY LANE, BRENTWOOD, TN, 37027, EDUCATION, STARTED 09/2017, POSITION/TITLE/RELATIONSHIP: SPONSOR, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDES THE PROGRAM TO LOCAL HIGH SCHOOLS AND PARTICIPATES IN CEREMONY WHEN STUDENTS RECEIVE CERTS FOR COMPLETING THE PROGRAM.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Scott Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: Green Financial Resources, Llc 3700 Crestwood Pkwy Ste 140, Duluth, GA 30096RIA
CRD#: 105644
DULUTH, GA
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: Green Financial Resources, Llc 3700 Crestwood Pkwy Ste 140, Duluth, GA 30096BD
CRD#: 10299
DULUTH, GA
Past
January 6, 2004 - January 1, 2004
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
DULUTH, GA
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
April 16, 2003 - January 1, 2004
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
DULUTH, GA
Past
March 16, 2000 - January 2, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
November 27, 1990 - March 17, 2000
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
February 11, 1988 - November 28, 1990
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/26/2004)
RR
Arizona(1/1/2004)
RR
Arkansas(5/31/2019)
RR
California(1/1/2004)
RR
Colorado(1/1/2004)
RR
Delaware(6/11/2008)
RR
Florida(1/1/2004)
RR
Georgia(1/1/2004)
IAR
Georgia(3/21/2024)
RR
Hawaii(5/10/2017)
RR
Illinois(10/4/2004)
RR
Iowa(7/15/2022)
RR
Kansas(1/4/2012)
RR
Kentucky(1/1/2004)
RR
Louisiana(1/2/2008)
RR
Maryland(1/1/2004)
RR
Massachusetts(1/9/2018)
RR
Michigan(1/11/2018)
RR
Minnesota(1/2/2025)
RR
Mississippi(1/1/2004)
RR
Missouri(1/19/2006)
RR
Nevada(4/10/2014)
RR
New Jersey(3/26/2014)
RR
New York(1/1/2004)
RR
North Carolina(1/1/2004)
RR
Ohio(7/1/2004)
RR
Oregon(7/22/2015)
RR
Pennsylvania(11/14/2006)
RR
South Carolina(1/1/2004)
RR
South Dakota(1/10/2006)
RR
Tennessee(11/10/2004)
RR
Texas(1/1/2004)
IAR
Texas(3/21/2024)
RR
Virginia(7/14/2005)
RR
Washington(1/5/2010)
RR
West Virginia(7/24/2018)
RR
Wisconsin(7/14/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
