BC
Bruce A. Cramer
CETERA INVESTMENT ADVISERS LLC
KANSAS CITY, MO 64114
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CRD#: 1795302
BC
Professional summary
Bruce Anthony Cramer, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Kansas City, Missouri and CETERA WEALTH SERVICES, LLC located in Smithville, Missouri.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Bruce has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: URBAN CORE KANSAS CITY INVESTMENT RELATED: NO ADDRESS: 31ST WEST 31ST KANSAS CITY MO NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2018 POSITION/TITLE/RELATIONSHIP: PAST CHAIR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SUPERVISION OF CHAIR 2. NAME OF OTHER BUSINESS: TRI COUNTY MENTAL HEALTH SERVICES INVESTMENT RELATED: NO ADDRESS: 3100 NE 83RD STREET SUITE 1001 KANSAS CITY, MO NATURE OF BUSINESS: MEDICAL START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL REPORTS FROM CFO 3. NAME OF OTHER BUSINESS: CLAY COUNTY EDC INVESTMENT RELATED: NO ADDRESS: 7001 NORTH LOCUST GLADSTONE, MO NATURE OF BUSINESS: ECONOMIC DEVELOPMENT START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SECRETARY TO NOTATE BOARD MEETINGS 4. NAME OF OTHER BUSINESS: NORTHLAND COMMUNITY FOUNDATION INVESTMENT RELATED: NO ADDRESS: 1055 BROADWAY BLVD., SUITE 130 KANSAS CITY, MO NATURE OF BUSINESS: FOUNDATION START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: VICE CHAIR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FINALIZING YEAR AS VICE CHAIR SUPERVISING THE CURRENT CHAIR 5. NAME OF OTHER BUSINESS: CRAMER HOLDING CO. LLC INVESTMENT RELATED: NO ADDRESS: 100 N MILL ST.SMITHVILLE, MO 64089 NATURE OF BUSINESS: TAX SAVINGS AND OWNERSHIP OF BUILDING START DATE: 05/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: USE FOR TAXES 6. NAME OF OTHER BUSINESS: CRAMER CAPITAL MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2007 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISING AND INVESTING
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Anthony Cramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9201 Ward Parkway Ste 205, Kansas City, MO 64114Office #2: 100 N Mill Street, Smithville, MO 64089RIA
CRD#: 105644
KANSAS CITY, MO
Current
August 31, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 100 N Mill Street, Smithville, MO 64089BD
CRD#: 13572
Smithville, MO
Past
August 31, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 18, 2014 - September 1, 2022
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Kansas City, MO
Past
September 18, 2014 - September 1, 2022
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Kansas City, MO
Past
October 6, 2008 - September 23, 2014
CETERA ADVISORS LLC
RIA
CRD#: 10299
KANSAS CITY, MO
Past
September 26, 2008 - September 23, 2014
CETERA ADVISORS LLC
BD
CRD#: 10299
KANSAS CITY, MO
Past
November 29, 2007 - September 26, 2008
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
OVERLAND PARK, KS
Past
November 29, 2007 - September 26, 2008
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OVERLAND PARK, KS
Past
September 25, 2000 - December 18, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
KANSAS CITY, MO
Past
September 15, 2000 - December 18, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
KANSAS CITY, MO
Past
March 19, 1991 - September 27, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 22, 1990 - April 5, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
May 15, 1989 - June 29, 1990
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
October 19, 1988 - May 30, 1989
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/31/2022)
RR
Arizona(8/31/2022)
RR
California(8/31/2022)
RR
Colorado(8/31/2022)
RR
Connecticut(4/11/2023)
RR
Florida(8/31/2022)
RR
Illinois(9/6/2022)
RR
Iowa(8/31/2022)
RR
Kansas(8/31/2022)
RR
Kentucky(1/20/2023)
RR
Louisiana(7/2/2024)
RR
Maryland(1/19/2023)
RR
Michigan(8/31/2022)
RR
Minnesota(4/11/2024)
RR
Missouri(8/31/2022)
IAR
Missouri(6/29/2023)
RR
Nevada(6/30/2023)
RR
New Mexico(8/31/2022)
RR
New York(8/31/2022)
RR
North Carolina(1/9/2023)
RR
Ohio(9/1/2022)
RR
Oklahoma(11/11/2024)
RR
Tennessee(4/22/2024)
RR
Texas(8/31/2022)
IAR
Texas(6/29/2023)
RR
Utah(10/9/2023)
RR
Virginia(8/31/2022)
RR
Wisconsin(8/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
