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ES

Edward A. Savickas

BAADER HELVEA
New York, NY 10170
Some features on this profile are disabled
CRD#: 1795084
ES

Professional summary

Edward Albert Savickas, who also goes by Edward A Savickas, is a registered financial professional currently at BAADER HELVEA INC. located in New York, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1989. Edward has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Edward A Savickas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Albert Savickas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 5, 2024 - Present

BAADER HELVEA INC.

Office #1: 420 Lexington Avenue Suite 804, New York, NY 10170Office #2: 420 Lexington Avenue Suite 804, New York, NY 10170
BD
CRD#: 132007
New York, NY
Past

November 1, 2017 - January 19, 2024

SEB SECURITIES, INC.

BD
CRD#: 23710
NEW YORK, NY
Past

July 16, 2003 - October 31, 2017

ABG SUNDAL COLLIER INC.

BD
CRD#: 30605
NEW YORK, NY
Past

May 17, 2002 - August 15, 2002

SCHRODER FUND ADVISORS LLC

BD
CRD#: 24129
NEW YORK, NY
Past

October 16, 2000 - January 9, 2002

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

July 6, 1998 - October 13, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

September 19, 1997 - June 23, 1998

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

April 27, 1990 - September 8, 1997

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

November 21, 1989 - September 29, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(4/5/2024)
RR
Arizona
(4/5/2024)
RR
California
(4/5/2024)
RR
Colorado
(4/5/2024)
RR
Connecticut
(4/5/2024)
RR
Delaware
(4/5/2024)
RR
District of Columbia
(4/5/2024)
RR
Florida
(4/5/2024)
RR
Georgia
(4/5/2024)
RR
Illinois
(4/5/2024)
RR
Indiana
(4/5/2024)
RR
Iowa
(4/5/2024)
RR
Kansas
(4/5/2024)
RR
Kentucky
(4/5/2024)
RR
Maryland
(4/5/2024)
RR
Massachusetts
(4/5/2024)
RR
Michigan
(4/5/2024)
RR
Minnesota
(4/5/2024)
RR
Montana
(3/6/2025)
RR
Nevada
(4/5/2024)
RR
New Hampshire
(4/5/2024)
RR
New Jersey
(4/5/2024)
RR
New Mexico
(4/5/2024)
RR
New York
(4/5/2024)
RR
North Carolina
(4/5/2024)
RR
Ohio
(4/8/2024)
RR
Oregon
(4/5/2024)
RR
Pennsylvania
(4/5/2024)
RR
Rhode Island
(4/5/2024)
RR
South Carolina
(4/5/2024)
RR
Texas
(4/5/2024)
RR
Utah
(4/5/2024)
RR
Vermont
(4/5/2024)
RR
Virginia
(4/5/2024)
RR
Washington
(4/5/2024)
RR
West Virginia
(4/5/2024)
RR
Wisconsin
(4/5/2024)
RR
Wyoming
(4/5/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/18/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/6/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 1/31/1996
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/1989
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BH
BAADER HELVEA INC.
BAADER HELVEA INC. | HELVEA INC.

CRD#: 132007 / SEC#: , 8-66540

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
420 Lexington Avenue Suite 804, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 804, New York, NY 10170
Phone number
(212) 935-5150
Established
Delaware since 01/07/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BAADER HELVEA AGDIRECT OWNER
AMMER, JOCHEN GUENTHER VOLKERDIRECTOR2151302
AMMER, JOCHEN GUENTHER VOLKERPRESIDENT/CCO2151302
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
BENDER, STEVEN CHRISTOPHERFINOP2650187
DEANE, MORGAN ESQSECRETARY6116799
DEANE, MORGAN ESQDIRECTOR6116799
HAUSER, TIMON GERHARDDIRECTOR7901577
NIEDERMAYER, SEBASTIAN JOSEFDIRECTOR5225454
RIEDEL, OLIVERDIRECTOR4680070

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAADER HELVEA INC.

CRD#: 132007New York, NY 10170

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