John M. Geremia
Professional summary
John Michael Geremia, who also goes by John M Geremia, is a registered financial professional currently at COMMERZ MARKETS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Geremia's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2009 - Present
COMMERZ MARKETS LLC
Office #1: 225 Liberty Street, New York, NY 10281June 18, 2003 - January 9, 2009
PORTIGON SECURITIES INC.
April 17, 2001 - May 13, 2003
BROKERTEC AMERICAS LLC
May 4, 2000 - April 19, 2001
OPPENHEIMER & CO. INC.
August 18, 1999 - May 2, 2000
ICAP SECURITIES USA LLC
July 9, 1997 - July 12, 1999
COWEN AND COMPANY
May 22, 1992 - July 8, 1997
DAIWA CAPITAL MARKETS AMERICA INC.
April 15, 1991 - March 9, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2010)
(1/4/2010)
(1/4/2010)
(1/4/2010)
(1/4/2010)
(3/8/2013)
(1/5/2009)
(10/11/2011)
Exams
Series 12
Date: 12/15/1995
NYSE Branch Manager ExaminationFINRA
Current Firm
COMMERZ MARKETS LLC
CRD#: 41957 / SEC#: , 8-49647
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERZBANK AG | SHAREHOLDER | |
| BARBELLA, JOSEPH | CHIEF COMPLIANCE OFFICER | 5058379 |
| DEFREN, JOHN CHARLES | CHIEF LEGAL OFFICER | 5917742 |
| GEREMIA, JOHN MICHAEL | PRESIDENT/MEMBER BOARD OF MANAGERS | 1794769 |
| HOLSTEN, ANDREAS FRITZ BRUNO | MEMBER BOARD OF MANAGERS | |
| HUBLEY, YOKO | CFO/FINOP | 4297053 |
| LI, SU-CHANG | PRINCIPAL OPERATIONS OFFICER/FINOP | 4990155 |
| LLOYD, KEITH ROSWELL | MEMBER BOARD OF MANAGERS | 2836268 |
| ROYAN, LEE-ANN | CHIEF OPERATING OFFICER | 4860551 |
| SOENNECKEN SCHMIDT, SILKE | MEMBER BOARD OF MANAGERS | |
| TONER, JOSEPH GREGORY | TREASURER | 4910635 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
