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JS

Jimmie L. Sundstrom

GT SECURITIES
Los Angeles, CA 90094
Some features on this profile are disabled
CRD#: 1794315
JS

Professional summary

Jimmie Lennart Sundstrom, who also goes by Jim Sundstrom, Jimmie L Sundstrom, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Jimmie is registered as a RR (Registered Representative) and started their career in finance in 1991. Jimmie has worked at 17 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Sundstrom | Jimmie L Sundstrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jimmie Lennart Sundstrom's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 20, 2023 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA
Past

October 6, 2022 - June 16, 2023

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

May 16, 2022 - August 1, 2022

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

April 22, 2016 - March 8, 2022

YOUNG AMERICA CAPITAL, LLC

BD
CRD#: 150443
MAMARONECK, NY
Past

June 24, 2015 - February 2, 2016

OBERON SECURITIES, LLC

BD
CRD#: 132598
NEW YORK, NY
Past

November 24, 2014 - June 11, 2015

INTE SECURITIES LLC

BD
CRD#: 47107
NEW YORK, NY
Past

January 2, 2013 - September 3, 2014

CHARDAN CAPITAL MARKETS LLC

BD
CRD#: 120128
NEW YORK, NY
Past

March 6, 2012 - August 28, 2012

BENDIGO SECURITIES, LLC

BD
CRD#: 152529
NEW YORK, NY
Past

August 9, 2010 - June 6, 2011

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

March 11, 2010 - July 30, 2010

SUMMIT SECURITIES GROUP LLC

BD
CRD#: 143727
NEW YORK, NY
Past

October 6, 2008 - March 1, 2010

CYPRESS ASSOCIATES

BD
CRD#: 130252
NEW YORK, NY
Past

June 1, 2005 - August 15, 2008

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY
Past

June 8, 2004 - July 11, 2005

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
MELVILLE, NY
Past

May 16, 2001 - July 8, 2004

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

May 15, 2000 - April 16, 2001

TRADE.COM ONLINE SECURITIES, INC.

BD
CRD#: 36189
NEW YORK, NY
Past

October 2, 1997 - March 1, 2000

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

May 20, 1991 - August 22, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/21/2023)
RR
Massachusetts
(10/11/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GT SECURITIES, INC.
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Phone number
(310) 846-5004
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION
MUELLER, MICHELLECHIEF COMPLIANCE OFFICER6707697
TURO, JAMES STEVENMANAGING DIRECTOR2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GT SECURITIES, INC.

CRD#: 116012Los Angeles, CA 90094

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