JP
Jeffrey A. Parsons
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Concord, NH 03301
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CRD#: 1793399
JP
Professional summary
Jeffrey Alan Parsons, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Concord, New Hampshire and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Concord, New Hampshire.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jeffrey has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LYNNEROSE, LLC, 24 S STATE ST, CONCORD, NH, PROPERTY OWNER MANAGER, 03/22/07, NIR, 2 HR/MO- 2/TRADING HR. 2)PARSONS FINANCIAL ASSOCIATES, INC. 24 S STATE ST, CONCORD, NH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 09/24/87, NIR, 20 HR/WK- 20/TRADING HR. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/01/21 4) JEFFREY PARSONS, 24 S.State St., Concord NH 03301, United States, 03/10/2022, Noatary, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Parsons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 1, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 24 S State St., Concord, NH 03301RIA
CRD#: 134139
Concord, NH
Current
April 1, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 24 S State St., Concord, NH 03301BD
CRD#: 39543
Concord, NH
Past
February 14, 2018 - April 8, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
CONCORD, NH
Past
February 14, 2018 - April 8, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
CONCORD, NH
Past
November 5, 2007 - February 20, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
NORTH READING, MA
Past
August 30, 2007 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
NORTH READING, MA
Past
May 1, 2006 - September 7, 2007
OSAIC FS, INC.
BD
CRD#: 3870
CONCORD, NH
Past
September 2, 2004 - May 2, 2006
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
EXETER, PA
Past
August 31, 2004 - May 2, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
August 31, 2004 - May 2, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
November 4, 2003 - September 1, 2004
EQUITY SERVICES, INC.
RIA
CRD#: 265
BEDFORD, NH
Past
October 15, 2003 - September 1, 2004
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
April 23, 2003 - October 2, 2003
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BEDFORD, NH
Past
May 3, 1999 - October 2, 2003
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
April 14, 1999 - October 1, 2003
BCAS
RIA
CRD#: 105666
BEDFORD, NH
Past
May 8, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
December 15, 1993 - April 20, 1998
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
April 5, 1991 - December 31, 1993
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
March 2, 1988 - August 22, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
March 2, 1988 - August 22, 1991
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2021)
RR
California(4/1/2021)
RR
Colorado(4/1/2021)
RR
Connecticut(4/1/2021)
RR
District of Columbia(4/1/2021)
RR
Florida(4/1/2021)
RR
Georgia(4/1/2021)
RR
Illinois(4/1/2021)
RR
Iowa(11/22/2022)
RR
Maine(4/1/2021)
RR
Maryland(4/1/2021)
RR
Massachusetts(4/1/2021)
RR
Michigan(4/1/2021)
RR
New Hampshire(4/1/2021)
IAR
New Hampshire(4/1/2021)
RR
New Jersey(4/1/2021)
RR
New York(4/1/2021)
RR
North Carolina(4/1/2021)
RR
Oregon(4/1/2021)
RR
Pennsylvania(4/1/2021)
RR
Rhode Island(4/1/2021)
RR
South Carolina(4/1/2021)
RR
Texas(4/1/2021)
IAR
Texas(4/1/2021)
RR
Utah(7/26/2023)
RR
Vermont(4/1/2021)
RR
Virginia(4/1/2021)
RR
Washington(4/1/2021)
RR
Wisconsin(4/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
