AC
Anthony N. Corrao
CETERA INVESTMENT ADVISERS LLC
NEW YORK, NY 10036
Some features on this profile are disabled
CRD#: 1793287
AC
Professional summary
Anthony Nicholas Corrao is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New York, New York and CETERA ADVISORS LLC located in New York, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Anthony has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) CORRAO WEALTH MANAGEMENT; SOLE PROPRIETOR; DBA; START DATE 01/19/2012; 160 HOURS PER MONTH. 2.) BOY SCOUNTS OF AMERICA, GREATER NYC COUNCIL; CO-CHAIR CAMPERSHIP DINNER; NON-PROFIT ORGANIZATION; START DATE: 11/09/2017; 4 HOURS PER MONTH. 3.) INSURANCE, AGENT; INSURANCE(FIXED/LIFE/HEALTH/P&C); START DATE 02/07/2018; 4 HOURS PER MONTH. 4.) EXECUTOR ESTATE OF JOANNE CORRAO, TRUSTEE CORRAO FAMILY TRUST; EXECUTOR TRUSTEE; FIDUCIARY POSITION; START DATE: 2/1/2018; 4 HOURS PER MONTH. 5.) MANHHATTAN RIDGE ADVISORS; PRESIDENT; DBA (ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE: 02/01/2018; 160 HOURS PER MONTH. 6.) FRANCESCO LOCCISANO MEMORIAL FOUNDATION INC; BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE 01/19/2011; 12 HOURS PER MONTH. 7.) NAME OF OTHER BUSINESS: GREATER NY COUNCIL - BOY SCOUTS OF AMERICA, INVESTMENT RELATED: NO, ADDRESS: 155 EAST 56TH ST, 2ND FLOOR, NEW YORK, NY 10022 NATURE OF BUSINESS: NON-PROFIT, START DATE:04/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: SERVES ON MANHATTAN COUNCIL BOARD, AND CO-CHAIR OF ANNUAL CAMPERSHIP DINNER;
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Nicholas Corrao's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1460 Broadway, New York, NY 10036RIA
CRD#: 105644
NEW YORK, NY
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1460 Broadway, New York, NY 10036BD
CRD#: 10299
New York, NY
Past
February 17, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
New York, NY
Past
February 17, 2012 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
NEW YORK, NY
Past
April 2, 2007 - March 2, 2012
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
NEW YORK, NY
Past
December 12, 2005 - March 2, 2012
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
July 21, 2003 - June 10, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NEW YORK, NY
Past
October 10, 1994 - December 14, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 15, 1989 - October 18, 1994
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 21, 1988 - December 7, 1989
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Connecticut(9/8/2022)
RR
Delaware(9/8/2022)
RR
Florida(9/8/2022)
RR
Illinois(9/8/2022)
RR
Indiana(9/8/2022)
RR
Iowa(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Louisiana(9/8/2022)
RR
Maryland(9/8/2022)
RR
Massachusetts(9/8/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Mississippi(9/8/2022)
RR
Missouri(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Hampshire(9/8/2022)
RR
New Jersey(9/8/2022)
IAR
New York(3/31/2021)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
North Dakota(9/8/2022)
RR
Ohio(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
Oregon(9/8/2022)
RR
Pennsylvania(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
