Richard A. Recker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Anthony Recker was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 5 firms and has passed the Series 63, Series 65, Series 62, SIE, Series 7, Series 2, Series 6 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2022 - June 11, 2024
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
October 11, 2022 - June 11, 2024
FEDERATED SECURITIES CORP.
October 11, 2022 - June 11, 2024
FEDERATED INVESTMENT COUNSELING
October 11, 2022 - June 11, 2024
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
October 11, 2022 - June 11, 2024
FEDERATED SECURITIES CORP.
March 17, 2011 - September 9, 2022
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
November 10, 2009 - September 9, 2022
FEDERATED SECURITIES CORP.
October 16, 2007 - September 9, 2022
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
November 20, 2001 - September 9, 2022
FEDERATED INVESTMENT COUNSELING
October 14, 1993 - September 9, 2022
FEDERATED SECURITIES CORP.
April 20, 1988 - March 13, 1989
PNC CAPITAL MARKETS LLC
Primary Firm SEC Registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 2
Date: 10/26/1993
Non-Member General Securities ExaminationCurrent Firm
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
CRD#: 109355 / SEC#: 801-55094
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,392 |
| AUM (Assets Under Management) | $ 11,663,958,404 |
Red Flags
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