Gerard J. Coughlin
Professional summary
Gerard James Coughlin, who also goes by Gerard J Coughlin, is a registered financial professional currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1994. Gerard has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard James Coughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2015 - Present
OAKPOINT SOLUTIONS, LLC
Office #1: 100 South Ashley Drive Suite 1130, Tampa, FL 33602Office #2: 100 South Ashley Drive Suite 1130, Tampa, FL 33602October 15, 2013 - January 28, 2015
FRONTIER SOLUTIONS, LLC
October 6, 2011 - June 8, 2012
FRONTIER SOLUTIONS, LLC
July 17, 2009 - October 3, 2011
WEISS MULTI-STRATEGY FUNDS LLC
December 5, 1994 - March 25, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2017)
(11/7/2017)
(11/8/2017)
(2/10/2015)
(2/18/2015)
(3/10/2015)
(3/26/2015)
(2/23/2015)
(2/4/2015)
(4/2/2015)
(5/7/2015)
(2/27/2015)
(3/4/2015)
(2/5/2015)
(2/17/2015)
(2/9/2015)
(2/9/2015)
(6/12/2015)
(2/26/2015)
(3/18/2015)
(2/23/2015)
(2/5/2015)
(11/13/2017)
(2/24/2015)
(2/24/2015)
(2/11/2015)
(3/19/2015)
(4/2/2015)
(2/13/2015)
(2/13/2015)
(2/10/2015)
(2/17/2015)
(11/9/2017)
(3/4/2015)
(2/9/2015)
(2/5/2015)
(2/17/2015)
(4/19/2023)
(2/19/2015)
(2/11/2015)
(4/14/2015)
(3/31/2015)
(2/5/2015)
(11/13/2017)
(3/5/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
OAKPOINT SOLUTIONS, LLC
CRD#: 171775 / SEC#: , 8-69477
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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