Robert Leff
Professional summary
Robert Leff, who also goes by Robert David Leff, is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 15 firms and has passed the Series 63, Series 3, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Leff's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2020 - Present
INTERACTIVE BROKERS CORP.
Office #1: Pickwick Plaza, Greenwich, CT 06830December 11, 2014 - October 28, 2019
IEX SERVICES LLC
February 12, 2013 - July 30, 2014
QUAD CAPITAL, LLC
July 11, 2007 - March 19, 2010
MILLENCO LLC
September 27, 2006 - March 15, 2007
COWEN SECURITIES LLC
February 11, 2005 - October 28, 2005
MORGAN STANLEY & CO. LLC
March 22, 1999 - June 1, 2001
SCHONFELD SECURITIES, LLC
January 8, 1999 - April 6, 1999
SCHON-EX LLC
September 15, 1997 - January 11, 1999
SCHONFELD SECURITIES, LLC
September 19, 1996 - October 30, 1997
PRIME CHARTER LTD.
October 17, 1994 - September 11, 1996
UBS FINANCIAL SERVICES INC.
July 31, 1993 - November 1, 1994
CITIGROUP GLOBAL MARKETS INC.
April 27, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
November 13, 1990 - May 6, 1992
PRUDENTIAL EQUITY GROUP, LLC
November 27, 1989 - November 20, 1990
CIBC WORLD MARKETS CORP.
April 4, 1988 - December 22, 1989
MOORE & SCHLEY, CAMERON & CO.
February 1, 1988 - March 15, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2021)
(2/11/2021)
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(10/1/2020)
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(2/16/2021)
(10/1/2020)
(11/18/2021)
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(10/1/2020)
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(9/30/2020)
(1/28/2021)
(10/26/2021)
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(10/8/2020)
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(8/23/2021)
(3/25/2021)
(12/11/2020)
(10/12/2020)
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(1/27/2021)
(1/29/2021)
(1/19/2021)
(2/11/2021)
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(10/1/2020)
(2/12/2021)
Exams
Series 55
Date: 3/5/2005
Limited Representative-Equity Trader ExamCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
INTERACTIVE BROKERS CORP.
CRD#: 117942 / SEC#: , 8-53615
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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