Robert Leff
Professional Summary
Robert Leff, who also goes by Robert David Leff, is a registered financial advisor currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut. Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 15 firms and has passed the Series 63, Series 3, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert David Leff
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.
Contact Information
Main Address
Pickwick Plaza, Greenwich, CT 06830Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830Phone Number
(203) 618-5700Established
Delaware since 01/16/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/27/2021)
(2/11/2021)
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(10/1/2020)
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(1/19/2021)
(2/11/2021)
(2/23/2021)
(10/1/2020)
(2/12/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2005Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 1999About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Leff's CRS (Customer Relationship Summary).
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