Yaman H. Sencan
Professional summary
Yaman Huseyin Sencan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Yaman is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Yaman had worked at 6 firms, which includes MERCATOR ASSOCIATES LLC, GREAT EASTERN SECURITIES INC., HAMPTON SECURITIES (USA) INC., PACIFIC AMERICAN SECURITIES LLC, CITCO SECURITIES LLC, ZA ASSOCIATES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
June 10, 2004 - January 19, 2010
MERCATOR ASSOCIATES, LLC
April 7, 2004 - June 29, 2004
GREAT EASTERN SECURITIES, INC.
January 7, 2004 - April 6, 2004
MERCATOR ASSOCIATES, LLC
December 7, 2001 - September 23, 2003
HAMPTON SECURITIES (USA), INC.
June 18, 1999 - December 12, 2000
PACIFIC AMERICAN SECURITIES, LLC
June 16, 1995 - September 13, 1996
CITCO SECURITIES, LLC
January 19, 1988 - September 29, 2000
ZA ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 9/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
MERCATOR ASSOCIATES, LLC
CRD#: 112903 / SEC#: , 8-53274
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Documents
Disclosures
| Regulatory Event | 7 |
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