LS
Lawrence J. Sisung
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
METAIRIE, LA 70002
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CRD#: 1790087
LS
Professional summary
Lawrence John Sisung III, who also goes by Lawrence John Punt, Punt Sisung III, is a registered financial advisor currently at SISUNG INVESTMENT MANAGEMENT SERVICES LLC located in Metairie, Louisiana and SISUNG SECURITIES CORPORATION located in Metairie, Louisiana.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Lawrence has worked at 3 firms and has passed the Series 63, Series 52TO, Series 72, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 52, Series 54, Series 27, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lawrence John Punt | Punt Sisung Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
** TIME ESTIMATES APPROX. 35 - 40% SPENT ON OBA'S AND AFFILIATES.
1.SIMS, IR YES, 201 ST. CHARLES AVE NOLA 70170, ASSET MANAGEMENT, VP, 7/1995, OPERATIONS / INVESTMENT COMMITTEE
2.UNITED PROPERTY NUMBER ONE, IR NO, 201 ST. CHARLES AVE NOLA 70170, REAL ESTATE INVESTMENTS, DIRECTOR, 8/1992, PASSIVE REAL ESTATE HOLDINGS
3.LANDMARK DATA SERVICES, IR NO, 201 ST. CHARLES AVE NOLA 70170, COMPLIANCE REPORTING & DATA SERVICES, DIRECTOR, 8/1994, COMPLIANCE ANALYSIS & REPORT DEVELOPMENT
4.SUMMIT HOLDINGS, IR NO, 201 ST. CHARLES AVE NOLA 70170, DORMANT COMPANY, MANAGER, 5/1991, DORMANT
5.UNITED PROFESSIONALS, UPC #2, #3, #4, AND SISUNG COMMUNITY DEVELOPMENT FUND, IR NO, 201 ST. CHARLES AVE NOLA 70170, REAL ESTATE & BUSINESS DEVELOPMENT, OWNER/MANAGER, 12/1995, REAL ESTATE & BUSINESS DEVELOPMENT
6.LANDMARK LEASING, LANDMARK MANAGEMENT, AND LANDMARK LEASING 2004A, IR NO, 201 ST. CHARLES AVE NOLA 70170, EQUIPMENT AND FACILITIES LEASING,, OWNER / MANAGER, 1999, ANALYSIS OF LEASING OPPORTUNITIES
7.SISUNG CAPITAL, SISUNG CAPITAL MANAGEMENT, SISUNG CAPITAL BIDCO, SISUNG LOUISIANA PLATINUM FUND #1, SUN CAPITAL, SISUNG LOUISIANA 2000, SISUNG LOUISIANA 2002, IR YES, 201 ST. CHARLES AVE NOLA 70170, OWNER/MANAGER, 1999, MANAGING MEMBER, PROJECT ANALYSIS, SELECTION COMMITTEE
8.SISUNG EXPORT CAPITAL, IR YES, 201 ST. CHARLES AVE NOLA 70170, EXPORT/IMPORT FINANCIAL AND TECHNICAL SERVICES, MANAGER, 2010, MANAGING MEMBER / PROJECT SELECTION / FINANCIAL ANALYSIS
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence John Sisung III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2011 - Present
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 3850 N. Causeway Blvd. Suite 1930, Metairie, LA 70002RIA
CRD#: 107318
METAIRIE, LA
Current
December 20, 1989 - Present
SISUNG SECURITIES CORPORATION
Office #1: 3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002Office #2: 3850 N. Causeway Blvd. Ste. 1930, Metairie, LA 70002BD
CRD#: 25752
Metairie, LA
Past
February 2, 1988 - December 20, 1989
SISUNG SECURITIES, INC.
BD
CRD#: 16437
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
SIMS | SISUNG INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 107318 / SEC#: 801-49929
RIA
Registered Investment Advisory firm - (8/18/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(4/15/1991)
IAR
Louisiana(5/12/2011)
RR
Mississippi(8/23/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
SIMS | SISUNG INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 107318 / SEC#: 801-49929
RIA
Registered Investment Advisory firm - (8/18/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3850 N. Causeway Blvd. Suite 1930, Metairie, LA 70002
Mailing Address
Phone number
(504) 544-7700
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 1,953,375,257 |
Red Flags
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Company Information
SISUNG INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 107318Metairie, LA 70002TRUST BUT VERIFY
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