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KW

Kevin J. Wieczorek

TP ICAP GLOBAL MARKETS AMERICAS LLC
Huntington, NY 11743
Some features on this profile are disabled
CRD#: 1790084
KW

Professional summary

Kevin Joseph Wieczorek, who also goes by Kevin Joseph Wieczorek, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Huntington, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1988. Kevin has worked at 9 firms and has passed the Series 72 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Joseph Wieczorek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Joseph Wieczorek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2024 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 41 Green Street First Floor, Huntington, NY 11743
BD
CRD#: 2762
Huntington, NY
Past

January 3, 2023 - November 20, 2024

BGC FINANCIAL, L.P.

BD
CRD#: 19801
JERICHO, NY
Past

February 13, 2019 - October 21, 2022

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

May 18, 2015 - February 6, 2019

DEALERWEB LLC

BD
CRD#: 19662
Jersey City, NJ
Past

February 4, 2015 - May 13, 2015

LPS CAPITAL LLC

BD
CRD#: 155246
NEW YORK, NY
Past

February 19, 2002 - July 25, 2014

ICAP SECURITIES USA LLC

BD
CRD#: 19739
JERSEY CITY, NJ
Past

January 17, 2001 - January 25, 2002

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY
Past

July 8, 1996 - January 4, 2001

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

June 11, 1996 - July 3, 1996

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
Past

June 1, 1993 - June 18, 1996

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

January 30, 1990 - February 11, 1992

R.J. KROSS ASSOC. LTD.

BD
CRD#: 24456
NEW YORK, NY
Past

January 1, 1988 - August 9, 1989

INTL FCSTONE PARTNERS L.P.

BD
CRD#: 19764
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TP ICAP GLOBAL MARKETS AMERICAS LLC
GARBAN CORPORATES GP | TP ICAP GLOBAL MARKETS AMERICAS LLC | MKI SECURITIES CORP. | ICAP CORPORATES LLC | GARBAN CORPORATES, INC. | GARBAN CORPORATES LLC

CRD#: 2762 / SEC#: , 8-12726

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Vesey Street 6th Floor, New York, NY 10285
Mailing Address
200 Vesey Street 6th Floor, New York, NY 10285
Phone number
(201) 984-6889
Established
Delaware since 06/30/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INC.SOLE MEMBER
BERNARDO, SHAWN FRANCISCEO2513376
GOULET, STEPHEN PAULSENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY4769810
HALLIGAN, BRIAN JCHIEF COMPLIANCE OFFICER5016364
PEZEU, CHRISTIAN JEAN MICHELPRINCIPAL FINANCIAL OFFICER5661987

Disclosures

Regulatory Event31

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762Huntington, NY 11743

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