Alice J. Solomon

SOLOMON INVESTMENT GROUP

Keansburg, NJ

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CRD#: 1789872

Professional summary

Alice Jean Solomon, who also goes by A J Solomon, is a registered financial advisor currently at SOLOMON INVESTMENT GROUP, INC. located in Keansburg, New Jersey.

Alice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Alice has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

A J Solomon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A. J. Solomon is licensed in life, health and long term care in the state of New Jersey.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Jean Solomon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2007 - Present

SOLOMON INVESTMENT GROUP, INC.

RIA

CRD#: 144575

Keansburg, NJ

Past

July 2, 2007 - July 9, 2008

REGAL SECURITIES, INC.

CRD#: 7297

GLENVIEW, IL

Past

June 20, 2006 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

HIGHLAND, NJ

Past

March 26, 2003 - May 31, 2006

GREENWICH GLOBAL, LLC

CRD#: 37304

HIGHLANDS, NJ

Past

January 23, 1997 - February 3, 2003

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

March 16, 1994 - January 30, 1997

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

November 8, 1993 - March 4, 1994

D. BLECH & COMPANY, INCORPORATED

CRD#: 26063

NEW YORK, NY

Past

September 9, 1992 - December 6, 1993

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

November 20, 1990 - September 10, 1992

J. GREGORY & COMPANY, INC.

CRD#: 14892

Past

August 27, 1990 - November 23, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Past

May 15, 1989 - September 25, 1990

W.H. NEWBOLD'S SON & CO., INC.

CRD#: 7575

Past

March 22, 1988 - November 23, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(10/15/2021)

IAR

New Jersey
(7/24/2007)

IAR

Pennsylvania
(7/31/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/29/1992

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/1989

General Securities Principal Examination

Current Firm

SOLOMON INVESTMENT GROUP, INC.

CRD#: 144575 / SEC#:

Delaware

Registered Investment Advisory firm - (10/13/2020 Approved)

Indiana

Registered Investment Advisory firm - (1/6/2010 Terminated)

New Jersey

Registered Investment Advisory firm - (7/24/2007 Approved)

New York

Registered Investment Advisory firm - (10/13/2011 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/31/2008 Approved)

Virginia

Registered Investment Advisory firm - (2/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Keansburg, NJ

Mailing Address

Phone number

(732) 291-7642

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 6,755,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alice J. Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alice Jean Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGAL SECURITIES, INC.

BROOKSTREET SECURITIES CORPORATION

GREENWICH GLOBAL, LLC

FIRST MONTAUK SECURITIES CORP.

GRUNTAL & CO., L.L.C.

D. BLECH & COMPANY, INCORPORATED

CIBC WORLD MARKETS CORP.

J. GREGORY & COMPANY, INC.

THE STUART-JAMES COMPANY, INCORPORATED

W.H. NEWBOLD'S SON & CO., INC.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2007

Series 63

Date: 1/29/1988

Series 7

Date: 3/19/1988

Series 53

Date: 6/29/1992

Series 24

Date: 1/17/1989

Current Firm

SOLOMON INVESTMENT GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOLOMON INVESTMENT GROUP, INC.

TRUST BUT VERIFY

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