Jeffrey J. Brown

BROWN ADVISORY GROUP

East Providence, RI 02915

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CRD#: 1789323

Professional summary

Jeffrey James Brown, AIF®, CFP®, who also goes by Jeff Brown, Jeffrey J Brown, is a registered financial advisor currently at BROWN ADVISORY GROUP, LLC located in East Providence, Rhode Island and VANDERBILT SECURITIES, LLC located in East Providence, Rhode Island.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

What are your service offerings?

Investment Planning

Life Transitions

Small Business Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

Jeff Brown | Jeffrey J Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BROWN REALTY GROUP LLC. Not investment related. Start date: 04/01/2005. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: Manager. Duties: Rent units, collect rents. Time spent during regular hours: 0%. 2) EAST BAY OFFICE PARK; Not investment related. Start date: 03/02/2011. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: President & Building Manager. Duties: Oversee annual meeting. Coordinate vendors/contractors for maintenance of building, etc. Time spent during regular hours: 0%. 3) Brown Advisory Group,LLC; investment related. Start date: 04/07/2006. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: IAR & owner. Duties: CCO and Investment Advisor Representative managing investment accounts and providing investment advice & financial planning services. Time spent during regular hours: 50%. 4) Vanderbilt Securities, LLC; Investment Related. Start date: 07/26/2022. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: Registered Representative. Duties: Solicit sales of investment securities and service client accounts. Time spent during regular hours: 40%. 5) 10/01/2023 Independent Licensed insurance Agent; Investment Related; Rhode Island Variable Life and Variable Annuity

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey James Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

May 2, 2006 - Present

BROWN ADVISORY GROUP, LLC

Office #1: 1445 Wampanoag Trail Suite 102, East Providence, RI 02915

RIA

CRD#: 139651

East Providence, RI

Current

July 26, 2022 - Present

VANDERBILT SECURITIES, LLC

Office #1: 1445 Wampanoag Trail, East Providence, RI 02915

CRD#: 5953

East Providence, RI

Past

May 5, 2006 - May 30, 2007

TRIAD ADVISORS LLC

RIA

CRD#: 25803

EAST PROVIDENCE, RI

Past

May 4, 2006 - July 26, 2022

TRIAD ADVISORS LLC

CRD#: 25803

EAST PROVIDENCE, RI

Past

January 7, 1998 - April 26, 2006

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

EAST PROVIDENCE, RI

Past

October 23, 1996 - April 26, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EAST PROVIDENCE, RI

Past

August 15, 1994 - October 18, 1996

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

May 24, 1994 - March 12, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 25, 1988 - August 15, 1994

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

February 25, 1988 - May 13, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(7/26/2022)

Florida
(7/26/2022)

Hawaii
(8/17/2022)

Louisiana
(8/13/2025)

IAR

Louisiana
(9/12/2025)

Maine
(7/26/2022)

Massachusetts
(7/26/2022)

New Jersey
(6/27/2024)

New York
(7/26/2022)

IAR

Rhode Island
(5/2/2006)

Rhode Island
(7/26/2022)

South Carolina
(7/26/2022)

Virginia
(9/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/2/1998

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BROWN ADVISORY GROUP, LLC

BROWN ADVISORY GROUP, LLC | JEFFREY J. BROWN, CFP® | BROWN FINANCIAL GROUP, LLC | BROWN FINANCIAL GROUP

CRD#: 139651 / SEC#:

Louisiana

Registered Investment Advisory firm - (9/12/2025 Approved)

Rhode Island

Registered Investment Advisory firm - (4/7/2006 Approved)

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Contact information

Main Address

1445 Wampanoag Trail Suite 102, East Providence, RI 02915

Mailing Address

Phone number

(401) 433-1100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 24,314,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey James Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANDERBILT SECURITIES, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

TOWER SQUARE SECURITIES, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/1997

Series 63

Date: 6/3/1988

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/6/1999

Series 6

Date: 2/23/1988

Series 24

Date: 3/10/2000

Series 26

Date: 12/2/1998

FINRA

Current Firm

BROWN ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROWN ADVISORY GROUP, LLC

TRUST BUT VERIFY

Contact information

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