Matthew M. Meade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Maury Meade, who also goes by Matthew Maury Meade, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1988. Matthew had worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2024 - August 29, 2025
ALLSTATE FINANCIAL SERVICES, LLC
January 7, 2016 - July 2, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 7, 2016 - July 2, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 11, 2014 - December 14, 2015
BIC DISTRIBUTORS, LLC
October 4, 2010 - February 19, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 29, 2010 - February 19, 2014
TD AMERITRADE, INC.
September 29, 2010 - February 19, 2014
TD AMERITRADE, INC.
April 28, 2010 - September 29, 2010
M&T SECURITIES, INC.
August 26, 2009 - September 29, 2010
M&T SECURITIES, INC.
January 10, 2008 - June 8, 2009
TRANSAMERICA CAPITAL, LLC
April 18, 2006 - October 12, 2007
GUARDIAN INVESTOR SERVICES LLC
February 25, 2004 - April 28, 2006
WELLS FARGO CLEARING SERVICES, LLC
December 5, 2000 - July 3, 2003
TRANSAMERICA CAPITAL, LLC
December 13, 1999 - December 12, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 1, 1999 - April 6, 2000
TRANSAMERICA SECURITIES SALES CORPORATION
July 21, 1997 - January 4, 1999
NEW ENGLAND SECURITIES
September 17, 1996 - May 21, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
November 8, 1991 - September 10, 1996
EATON VANCE DISTRIBUTORS, INC.
August 28, 1990 - August 26, 1991
FIRST UNION CAPITAL MARKETS CORP.
January 19, 1988 - September 5, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/25/2024
General Securities Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
