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Michael Scott Mcmane

KEY GROUP MANAGEMENT
Ramsey, NJ
·CRD# 1787035·38 years experience

Professional Summary

Michael Scott Mcmane is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Ramsey, New Jersey and CETERA WEALTH SERVICES, LLC located in Ramsey, New Jersey. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

KEY GROUP MANAGEMENT, INC.·CRD# 146054
RIA
70 Hilltop Road Suite 2450, Ramsey, NJ 07446
March 15, 2024 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
70 Hilltop Road, Suite 2450, Ramsey, NJ 07446
February 20, 2025 - Present
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Ramsey, NJ
March 5, 2024 - March 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Ramsey, NJ
August 5, 2022 - February 20, 2025
OSAIC WEALTH, INC.·CRD# 23131
BD
Ramsey, NJ
March 10, 2017 - August 9, 2022
NATIONAL PLANNING CORPORATION·CRD# 29604
BD
Ramsey, NJ
January 9, 2009 - March 13, 2017
OSAIC WEALTH, INC.·CRD# 23131
BD
Ramsey, NJ
July 18, 2003 - January 29, 2009
THE KEY GROUP INC.·CRD# 42373
BD
Ramsey, NJ
January 4, 1999 - July 18, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 25, 1994 - January 12, 1999
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - March 11, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 7, 1988 - July 31, 1993
E. F. HUTTON & COMPANY INC·CRD# 235
BD
March 1, 1988 - March 7, 1988

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Current Firm

KG
KEY GROUP MANAGEMENT, INC.

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845
RIA
Registered Investment Advisory firm - SEC (4/1/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (5/17/2019 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (1/28/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/17/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268

Phone Number

(480) 477-5252

# of Employees

5

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (5/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

337

AUM (Assets Under Management)

$303,800,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey, NJ; Financial Services; Financial Professional; Start Date 01/2017; dba name used for my financial professional business activity including insurance sales and service. >> LIVINGSTON CHAMBER OF COMMERCE; Non-Investment Related; Livingston, NJ; Organization; Board Member; Start Date 02/2000; 4 hours per month with no hours per month occurring during trading hours; Assist in planning meeting and in growing membership. >> WEST ESSEX YMCA; Non-Investment Related; Livingston, NJ; Non-Profit; Board of Managers Member; Start Date 01/2005; 2 hours per month with no hours per month during trading hours; Board Members assist the Executive Director with planning and monitoring of membership, budgeting, staffing and community outreach. >> EXECUTOR; Non-Investment Related; Gillette, NJ; Other; Executor; Start Date 03/2023; 10 hours per month with no hours per month occurring during trading hours; As executor of my mother's estate, I am responsibile for settling the estate, the sale of her home and liquidation of her assets.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KG
KEY GROUP MANAGEMENT, INC.

KEY GROUP MANAGEMENT, INC.

CRD#: 146054 / SEC#: 801-114845
RIA
Registered Investment Advisory firm - SEC (4/1/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (5/17/2019 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (1/28/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/17/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/2/2025)
RR
Colorado
(2/20/2025)
IAR
New Jersey
(3/15/2024)
RR
New Jersey
(2/20/2025)
RR
New Mexico
(2/20/2025)
IAR
New York
(5/14/2024)
RR
New York
(2/20/2025)
RR
North Carolina
(2/20/2025)
RR
Pennsylvania
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Feb 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Mcmane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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