MM
Michael S. Mcmane
KEY GROUP MANAGEMENT
Ramsey, NJ 07446
Some features on this profile are disabled
CRD#: 1787035
MM
Professional summary
Michael Scott Mcmane is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Ramsey, New Jersey and CETERA WEALTH SERVICES, LLC located in Ramsey, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey, NJ; Financial Services; Financial Professional; Start Date 01/2017; dba name used for my financial professional business activity including insurance sales and service. >> LIVINGSTON CHAMBER OF COMMERCE; Non-Investment Related; Livingston, NJ; Organization; Board Member; Start Date 02/2000; 4 hours per month with no hours per month occurring during trading hours; Assist in planning meeting and in growing membership. >> WEST ESSEX YMCA; Non-Investment Related; Livingston, NJ; Non-Profit; Board of Managers Member; Start Date 01/2005; 2 hours per month with no hours per month during trading hours; Board Members assist the Executive Director with planning and monitoring of membership, budgeting, staffing and community outreach. >> EXECUTOR; Non-Investment Related; Gillette, NJ; Other; Executor; Start Date 03/2023; 10 hours per month with no hours per month occurring during trading hours; As executor of my mother's estate, I am responsibile for settling the estate, the sale of her home and liquidation of her assets.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Mcmane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2024 - Present
KEY GROUP MANAGEMENT, INC.
Office #1: 70 Hilltop Road Suite 2450, Ramsey, NJ 07446RIA
CRD#: 146054
Ramsey, NJ
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 70 Hilltop Road, Suite 2450, Ramsey, NJ 07446BD
CRD#: 13572
Ramsey, NJ
Past
March 5, 2024 - March 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Ramsey, NJ
Past
August 5, 2022 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Ramsey, NJ
Past
March 10, 2017 - August 9, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
RAMSEY, NJ
Past
January 9, 2009 - March 13, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RAMSEY, NJ
Past
July 18, 2003 - January 29, 2009
OSAIC WEALTH, INC.
BD
CRD#: 23131
RAMSEY, NJ
Past
January 4, 1999 - July 18, 2003
THE KEY GROUP INC.
BD
CRD#: 42373
RAMSEY, NJ
Past
February 25, 1994 - January 12, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 31, 1993 - March 11, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 7, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
March 1, 1988 - March 7, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KG
KEY GROUP MANAGEMENT, INC.
KEY GROUP MANAGEMENT, INC.
CRD#: 146054 / SEC#: 801-114845
RIA
Registered Investment Advisory firm - (4/1/2019 Approved)Arizona
Registered Investment Advisory firm - (5/17/2019 Terminated)New Jersey
Registered Investment Advisory firm - (1/28/2020 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/2/2025)
RR
Colorado(2/20/2025)
RR
Maryland(2/20/2025)
RR
Massachusetts(2/20/2025)
IAR
New Jersey(3/15/2024)
RR
New Jersey(2/20/2025)
RR
New Mexico(2/20/2025)
IAR
New York(5/14/2024)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Pennsylvania(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KG
KEY GROUP MANAGEMENT, INC.
KEY GROUP MANAGEMENT, INC.
CRD#: 146054 / SEC#: 801-114845
RIA
Registered Investment Advisory firm - (4/1/2019 Approved)Arizona
Registered Investment Advisory firm - (5/17/2019 Terminated)New Jersey
Registered Investment Advisory firm - (1/28/2020 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268
Mailing Address
Phone number
(480) 477-5252
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 600 |
| AUM (Assets Under Management) | $ 235,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
