Richard F. Aldridge
Professional summary
Richard Franklin Aldridge SR, who also goes by Richard Franklin Aldridge, Rick Aldridge, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Orange, Virginia.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1988. Richard has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Franklin Aldridge SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 128 Belleview Ave Ste 101, Orange, VA 22960November 30, 2009 - March 6, 2014
EQUITABLE ADVISORS, LLC
February 5, 2004 - November 30, 2009
VOYA FINANCIAL ADVISORS, INC.
January 5, 2000 - December 31, 2003
INVESTORS CAPITAL CORP.
May 19, 1998 - December 31, 1999
ALLSTATE FINANCIAL SERVICES, LLC
March 16, 1995 - May 12, 1998
AFD, INC.
July 8, 1992 - January 20, 1995
AVANTAX INVESTMENT SERVICES, INC.
March 8, 1988 - June 29, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2014)
(8/12/2020)
(2/27/2014)
(2/27/2014)
(2/27/2014)
(2/27/2014)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Orange, VA 22960TRUST BUT VERIFY
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