Jon Lusin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Lusin, who also goes by Jon Morgan Lusin, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1988. Jon had worked at 12 firms and has passed the Series 63, SIE, Series 22TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2019 - October 25, 2023
COURTLANDT SECURITIES CORPORATION
March 6, 2008 - June 23, 2009
WELLS FARGO INVESTMENTS, LLC
March 6, 2008 - June 23, 2009
WELLS FARGO INVESTMENTS, LLC
March 11, 2004 - May 13, 2008
F500 ADVISORY SERVICES, INC.
December 8, 1999 - March 11, 2008
FINANCE 500, INC.
December 15, 1998 - December 6, 1999
BROOKSTREET SECURITIES CORPORATION
March 19, 1997 - November 17, 1998
SAN CLEMENTE SECURITIES, INC.
September 5, 1995 - December 11, 1996
BA INVESTMENT SERVICES, INC.
May 21, 1993 - September 12, 1995
GRIFFIN FINANCIAL SERVICES
July 13, 1992 - October 2, 1992
CAPITAL BROKERAGE CORPORATION
December 15, 1989 - June 17, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 22, 1989 - November 1, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 25, 1988 - February 8, 1989
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 3/8/2019
Direct Participation Programs Representative ExaminationCurrent Firm
COURTLANDT SECURITIES CORPORATION
CRD#: 137356 / SEC#: , 8-67081
Contact information
FINRA licenses (10 States and Territories)
Red Flags
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