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DZ

Daniel T. Zacharias

VAN CLEMENS & CO.
Minneapolis, MN 55402
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CRD#: 1786253
DZ

Professional summary


Daniel Todd Zacharias, who also goes by Zack Zacharias, Zackie Zacharias, Zak Zacharias, is a registered financial professional currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Zack Zacharias | Zackie Zacharias | Zak Zacharias

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daniel Todd Zacharias's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 17, 2011 - Present

VAN CLEMENS & CO. INCORPORATED

Office #1: 900 Second Ave S Suite 1500, Minneapolis, MN 55402
BD
CRD#: 6914
Minneapolis, MN
Past

October 20, 2005 - December 18, 2006

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
MINNEAPOLIS, MN
Past

May 30, 2000 - September 27, 2001

COLLIERS SECURITIES LLC

BD
CRD#: 7477
MINNEAPOLIS, MN
Past

August 26, 1997 - May 18, 2000

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

November 4, 1996 - June 4, 1999

TUSCHNER & COMPANY, INC.

BD
CRD#: 36037
ST. CLOUD, MN
Past

June 5, 1995 - August 10, 1995

MILLER JOHNSON STEICHEN KINNARD, INC.

BD
CRD#: 694
MINNEAPOLIS, MN
Past

April 19, 1994 - January 4, 1995

WESTONKA INVESTMENTS, INC.

BD
CRD#: 15542
MINNETONKA, MN
Past

July 19, 1993 - April 27, 1994

HAMILTON INVESTMENTS, INC.

BD
CRD#: 821
Past

March 30, 1992 - July 19, 1993

CRAIG-HALLUM, INC.

BD
CRD#: 1546
Past

January 24, 1992 - April 2, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(5/17/2018)
RR
Florida
(4/21/2020)
RR
Illinois
(4/22/2020)
RR
Minnesota
(1/31/2012)
RR
New Mexico
(10/18/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 2/22/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VC
VAN CLEMENS & CO. INCORPORATED
VAN CLEMENS & CO. INCORPORATED

CRD#: 6914 / SEC#: , 8-18414

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
900 Second Ave S Suite 1500, Minneapolis, MN 55402
Mailing Address
900 Second Ave S Suite 1500, Minneapolis, MN 55402
Phone number
(612) 758-9140
Established
Minnesota since 05/15/1975
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VAN CLEMENS FINANCIAL CORPORATIONSHAREHOLDER
GODFREY, JOSEPH CHARLESCCO3074998
TROUSDALE, LAURENFINOP5622407

Disclosures


Regulatory Event7
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VAN CLEMENS & CO. INCORPORATED

CRD#: 6914Minneapolis, MN 55402

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