Derek E. Saleeby

D. BORAL CAPITAL

New York, NY 10022

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CRD#: 1786188

Professional summary

Derek Elie Nathaniel Saleeby, who also goes by Derek E N Saleeby, Derek Elie Saleeby, Derek Elienathaniel Saleeby, is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.

Derek is registered as a RR (Registered Representative) and started their career in finance in 1993. Derek has worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Derek E N Saleeby | Derek Elie Saleeby | Derek Elienathaniel Saleeby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Elie Nathaniel Saleeby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

D. BORAL CAPITAL

Office #1: 590 Madison Ave 39th Floor, New York, NY 10022

CRD#: 103792

New York, NY

Past

February 25, 2022 - May 23, 2024

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

November 30, 2021 - January 31, 2022

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

CLAYMONT, DE

Past

December 6, 2011 - December 31, 2020

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

BETHESDA, MD

Past

February 19, 1999 - November 9, 1999

DABNEY FLANIGAN, LLC

CRD#: 43245

LOS ANGELES, CA

Past

July 22, 1997 - November 17, 1998

BBVA SECURITIES INC.

CRD#: 27060

NEW YORK, NY

Past

June 3, 1996 - June 12, 1997

D. A. CAMPBELL COMPANY INC.

CRD#: 198

LOS ANGELES, CA

Past

January 27, 1993 - February 22, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/22/2024)

Exams

State Security Law Exam

Series 63

Date: 4/6/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 12/5/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 12/31/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

D. BORAL CAPITAL

BENCHMARK INVESTMENTS, INC. | EF HUTTON LLC | D. BORAL CAPITAL LLC | D. BORAL CAPITAL | BENCHMARK INVESTMENTS, LLC

CRD#: 103792 / SEC#: , 8-52280

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

590 Madison Ave 39th Floor, New York, NY 10022

Mailing Address

590 Madison Ave 39th Floor, New York, NY 10022

Phone number

(212) 570-5150

Established

Nevada since 05/28/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DBCH PARTNERS LLC	SHAREHOLDER
AGRAWAL, SHARAD	CHIEF TECHNOLOGY OFFICER	5115964
BORAL, DAVID WALTER	CHIEF EXECUTIVE OFFICER	5340753
MERLIN, JARED	CHIEF COMPLIANCE OFFICER	4222427
WHALEN, RYAN JAMES	GENERAL COUNSEL	7457347
WIEDERLIGHT, PHILIP	CHIEF OPERATING OFFICER	5856024
WILDER, BRADLEY STEPHEN	FINOP	7497819

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek E. Saleeby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Elie Nathaniel Saleeby's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNEX CAPITAL, LLC

GROWTH CAPITAL SERVICES, INC.

GROWTH CAPITAL SERVICES, INC.

DABNEY FLANIGAN, LLC

BBVA SECURITIES INC.

D. A. CAMPBELL COMPANY INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/6/2012

SIE

Date: 10/1/2018

Series 79

Date: 12/5/2011

Series 7

Date: 12/31/1992

FINRA

Current Firm

D. BORAL CAPITAL

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

D. BORAL CAPITAL

TRUST BUT VERIFY

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