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TS

Timothy D. Shea

HUNTINGTON SECURITIES
Columbus, OH 43287
Some features on this profile are disabled
CRD#: 1785906
TS

Professional summary

Timothy Derrick Shea, who also goes by T. Derrick Shea, Derrick Shea, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Columbus, Ohio.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1988. Timothy has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

T. Derrick Shea | Derrick Shea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Derrick Shea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2026 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 41 South High Street 5th Floor, Columbus, OH 43287Office #2: 1225 17th St Suite 750, Denver, CO 80202
BD
CRD#: 2261
Columbus, OH
Past

March 15, 2017 - January 14, 2026

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Denver, CO
Past

January 6, 2009 - March 6, 2017

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
PALM BEACH GARDENS, FL
Past

September 18, 2006 - January 2, 2009

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
FT. LAUDERDALE, FL
Past

August 7, 2001 - September 19, 2006

JVB FINANCIAL GROUP, LLC

BD
CRD#: 104412
BOCA RATON, FL
Past

May 2, 2000 - September 10, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

November 11, 1997 - May 25, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC
Past

June 9, 1993 - December 31, 1994

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

May 4, 1992 - April 16, 1993

MASTERSON MORELAND SAUER WHISMAN, INC.

BD
CRD#: 16815
Past

October 17, 1989 - March 30, 1992

BARNETT INVESTMENTS, INC.

BD
CRD#: 14897
JACKSONVILLE, FL
Past

March 3, 1989 - April 4, 1989

BARNETT INVESTMENTS, INC.

BD
CRD#: 14897
JACKSONVILLE, FL
Past

April 19, 1988 - April 15, 1989

BARNETT BOND SERVICE, INC.

BD
CRD#: 20852

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/8/2026)
RR
Arizona
(1/8/2026)
RR
Arkansas
(1/8/2026)
RR
California
(1/8/2026)
RR
Colorado
(1/8/2026)
RR
Connecticut
(1/8/2026)
RR
Florida
(1/8/2026)
RR
Georgia
(1/8/2026)
RR
Illinois
(1/8/2026)
RR
Indiana
(1/8/2026)
RR
Kentucky
(1/8/2026)
RR
Louisiana
(1/8/2026)
RR
Massachusetts
(1/8/2026)
RR
Michigan
(1/8/2026)
RR
Missouri
(1/8/2026)
RR
Montana
(1/8/2026)
RR
New Jersey
(1/8/2026)
RR
New Mexico
(1/8/2026)
RR
New York
(1/8/2026)
RR
North Carolina
(1/16/2026)
RR
Ohio
(1/8/2026)
RR
Oregon
(1/8/2026)
RR
Pennsylvania
(1/8/2026)
RR
Rhode Island
(1/8/2026)
RR
Tennessee
(1/8/2026)
RR
Texas
(1/8/2026)
RR
Utah
(1/8/2026)
RR
Virginia
(1/8/2026)
RR
West Virginia
(1/8/2026)
RR
Wisconsin
(1/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/10/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/28/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
HOHENSTEIN, THOMASCFO3123815
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTINGTON SECURITIES, INC.

CRD#: 2261Columbus, OH 43287

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