John S. Roscoe

OSPREY PRIVATE WEALTH LLC

NEW YORK, NY 10017

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CRD#: 1785868

Professional summary

John Scott Roscoe is a registered financial advisor currently at OSPREY PRIVATE WEALTH LLC located in New York, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 6 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Scott Roscoe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2025 - Present

OSPREY PRIVATE WEALTH LLC

Office #1: 777 Third Avenue 19th Floor, New York, NY, 10017

RIA

CRD#: 331295

NEW YORK, NY

Past

February 17, 2023 - May 23, 2024

CORIENT

RIA

CRD#: 319448

NEW YORK, NY

Past

August 2, 2021 - May 23, 2024

ROOSEVELT INVESTMENTS

RIA

CRD#: 107853

NEW YORK, NY

Past

May 12, 2008 - January 7, 2013

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Past

September 12, 2006 - August 31, 2007

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

September 30, 1998 - October 10, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSPREY PRIVATE WEALTH LLC

CRD#: 331295 / SEC#: 801-130350

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 7/2/1998

General Securities Representative Examination

Current Firm

OSPREY PRIVATE WEALTH LLC

CRD#: 331295 / SEC#: 801-130350

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

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Contact information

Main Address

777 Third Avenue 19th Floor, New York, NY, 10017

Mailing Address

Phone number

(646) 445-5107

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OSPREY PRIVATE WEALTH LLC (8/18/2025)

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 162,119,890

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/21/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John S. Roscoe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Scott Roscoe's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSPREY PRIVATE WEALTH LLC

CORIENT

ROOSEVELT INVESTMENTS

UNIFIED FINANCIAL SECURITIES, LLC

MORGAN STANLEY DISTRIBUTION, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

OSPREY PRIVATE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 7/2/1998

Current Firm

OSPREY PRIVATE WEALTH LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OSPREY PRIVATE WEALTH LLC

TRUST BUT VERIFY

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