Paul S. Leach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Scott Leach, who also goes by Paul Scott Morelock, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2004 - October 16, 2006
MDB CAPITAL
April 26, 2002 - August 23, 2004
NEWPORT COAST SECURITIES, INC.
December 22, 2000 - May 18, 2001
BATEMAN EICHLER & CO., LLC
June 2, 1998 - January 12, 2001
CIBC WORLD MARKETS CORP.
February 23, 1988 - May 15, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
