Wheat A. Kelley
Professional summary
Wheat Andrew Kelley, who also goes by Andy Kelley, Wheat Kelley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Phenix City, Alabama and CETERA INVESTMENT SERVICES LLC located in Phenix City, Alabama.
Wheat is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Wheat has worked at 12 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wheat Andrew Kelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3548 Highway 431 North, Phenix City, AL 36867September 16, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3548 Highway 431 North, Phenix City, AL 36867October 8, 2021 - September 19, 2024
WELLS FARGO CLEARING SERVICES, LLC
October 8, 2021 - September 19, 2024
WELLS FARGO CLEARING SERVICES, LLC
August 18, 2021 - October 13, 2021
PNC WEALTH MANAGEMENT LLC
August 16, 2021 - October 13, 2021
PNC WEALTH MANAGEMENT LLC
January 22, 2018 - August 17, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
January 22, 2018 - August 16, 2021
BBVA SECURITIES INC.
January 2, 2018 - January 5, 2018
BB&T SECURITIES, LLC
January 2, 2018 - January 5, 2018
BB&T SECURITIES, LLC
October 10, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 10, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
December 2, 2009 - October 10, 2014
TRUIST INVESTMENT SERVICES, INC.
November 30, 2009 - October 10, 2014
TRUIST INVESTMENT SERVICES, INC.
November 27, 2006 - November 18, 2009
EDWARD JONES
October 13, 2000 - November 18, 2009
EDWARD JONES
June 5, 1997 - October 23, 2000
WACHOVIA SECURITIES, INC.
January 5, 1988 - June 27, 1997
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2024)
(9/16/2024)
(9/16/2024)
(9/16/2024)
(9/16/2024)
(9/16/2024)
Exams
Series 6TO
Date: 9/16/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Phenix City, AL 36867TRUST BUT VERIFY
Monitor Wheat Kelley
Get automatic monthly alerts on:
