MB
Michael F. Broderick
ATLANTIC PLANNING GROUP
WALTHAM, MA 02451
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CRD#: 1784522
MB
Professional summary
Michael Francis Broderick, CFP®, ChFC®, CLU®, who also goes by Mike Broderick, is a registered financial advisor currently at ATLANTIC PLANNING GROUP, LLC located in Waltham, Massachusetts and EAGLE STRATEGIES LLC located in Waltham, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Broderick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[ATLANTIC PLANNING GROUP LLC. REGISTERED INVESTMENT ADVISOR. 201 JONES ROAD, SUITE 620, WALTHAM, MA 02451 BROKERS W/ NON-NYL COMPANIES. FINANCIAL PLANNING PARTNER 2/1998 FULL TIME PREPARE FINANCIAL PLANS, PRESENT, AND MONITOR FOR CLIENTS.] [OPERATING UNDER THE DBA NAME OF ATLANTIC PLANNING GROUP LLC FOR THE PURPOSE OF FINANCIAL PLANNING, SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 201 JONES RD STE 620 WALTHAM MA 02451] [Catholic Memorial High School; associate member of the Board of Directors; meet to review issues and direction the school is taking; 235 Baker Street West Roxbury, MA; Start Date 11/2016; Role/Title: Board Member; Not Investment Related; 6 hours per month; 2 hours per month during securities trading hours] [The Julie Fund; The Julie Fund raises monies for Womans Cancers and has three purposes, Education, Financial Assistance and Research; PO Box 620-657 Newton, MA 02462; Start Date 01/2006; Role/Title: Board Member-Director/Officer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I assist in running fund raising events such as the annual Gala and Spring Run] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/2007; Role/Title: Director; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Cryptocurrency Investment; invest in Crypto Currencies; 201 Jones Road Suite 620 Waltham , MA; Start Date 05/2021; Role/Title: Investor; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours; passive investor]
CRS (Client Relationship Summary) - RIA
Click below to view Michael Francis Broderick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
August 23, 1998 - Present
ATLANTIC PLANNING GROUP, LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451RIA
CRD#: 133178
WALTHAM, MA
Current
June 30, 2000 - Present
EAGLE STRATEGIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451RIA
CRD#: 110826
WALTHAM, MA
Current
March 29, 1996 - Present
NYLIFE SECURITIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451BD
CRD#: 5167
Waltham, MA
Past
March 1, 1988 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
March 1, 1988 - March 8, 1996
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2014)
RR
Arkansas(7/30/2024)
RR
California(12/2/1996)
RR
Colorado(4/21/2022)
RR
Connecticut(1/20/2011)
RR
Delaware(2/10/2022)
RR
District of Columbia(10/28/2016)
RR
Florida(1/20/2011)
RR
Illinois(6/26/2018)
RR
Maine(7/23/2018)
RR
Maryland(7/14/2011)
RR
Massachusetts(3/29/1996)
IAR
Massachusetts(8/23/1998)
RR
New Hampshire(1/20/2011)
RR
New Jersey(1/20/2011)
RR
New York(1/20/2011)
RR
North Carolina(12/19/2023)
RR
Oregon(11/23/2020)
RR
Pennsylvania(9/5/2014)
RR
Rhode Island(1/20/2011)
RR
South Carolina(6/28/2024)
RR
Tennessee(4/19/2023)
RR
Texas(4/9/2021)
RR
Vermont(1/7/2016)
RR
Virginia(4/24/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Waltham, MA 02451TRUST BUT VERIFY
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