Jeffrey L. Evans
Professional summary
Jeffrey Lynn Evans is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 16, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Lynn Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2012 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: 521 5th Avenue 12th Floor, New York, NY 10175May 18, 2015 - April 12, 2018
AXIA CAPITAL MARKETS, LLC
August 22, 2014 - November 1, 2018
OSCAR GRUSS & SON INCORPORATED
February 2, 2011 - May 13, 2015
BREAN CAPITAL, LLC
October 9, 2006 - October 12, 2012
OSCAR GRUSS & SON INCORPORATED
January 29, 2004 - February 9, 2005
J. B. HANAUER & CO.
February 9, 2001 - April 12, 2002
ADVEST, INC.
September 8, 1999 - October 31, 2000
TRADE.COM ONLINE SECURITIES, INC.
March 4, 1997 - September 14, 1999
CREDIT AGRICOLE SECURITIES (USA) INC.
December 22, 1987 - July 26, 1989
WINGSPAN INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2012)
Exams
FINRA
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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