Andrew J. Depalma
Professional summary
Andrew Josseph Depalma SR, who also goes by Andrew Joseph Depalma, is a registered financial professional currently at STONEX SECURITIES INC. located in Cheshire, Connecticut.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1988. Andrew has worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Josseph Depalma SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2014 - Present
STONEX SECURITIES INC.
Office #1: 1095 South Main Street Suite C, Cheshire, CT 06410May 28, 2004 - September 12, 2014
WRP INVESTMENTS, INC.
March 4, 1992 - May 28, 2004
MAIN STREET MANAGEMENT COMPANY
February 22, 1991 - March 4, 1992
TITAN/VALUE EQUITIES GROUP, INC.
October 19, 1988 - February 22, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2014)
(9/12/2014)
(9/12/2014)
Exams
FINRA
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
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