MM
Michael E. Mcgriff
STRATEGIC ADVISERS LLC
NAPERVILLE, IL
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CRD#: 1782304
MM
Professional summary
Michael E Mcgriff, who also goes by Michael Edward Mcgriff, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naperville, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Ann Arbor, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Edward Mcgriff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael E Mcgriff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NAPERVILLE, IL
Current
May 16, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 500 E. Eisenhower Pkwy, Ste 100, Ann Arbor, MI 48108BD
CRD#: 7784
Ann Arbor, MI
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ANN ARBOR, MI
Past
November 9, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NAPERVILLE, IL
Past
June 22, 2012 - November 6, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NAPERVILLE, IL
Past
August 5, 2010 - May 1, 2012
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
CHICAGO, IL
Past
August 4, 2010 - May 1, 2012
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
CHICAGO, IL
Past
April 4, 2005 - September 4, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHICAGO, IL
Past
November 11, 2004 - April 4, 2005
TIAA-CREF TRUST COMPANY, FSB
RIA
CRD#: 108579
ST. LOUIS, MO
Past
November 11, 2004 - September 4, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHICAGO, IL
Past
October 1, 2003 - November 3, 2004
LASALLE FINANCIAL SERVICES, INC.
RIA
CRD#: 20373
CHICAGO, IL
Past
October 1, 2003 - November 3, 2004
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
April 6, 2001 - February 14, 2003
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
RIA
CRD#: 104518
CHICAGO, IL
Past
February 29, 2000 - January 31, 2003
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Past
January 14, 1992 - March 23, 1998
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
January 19, 1988 - February 3, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/27/2020)
RR
Alaska(3/12/2021)
RR
Arizona(5/13/2020)
RR
Arkansas(5/27/2020)
RR
California(5/18/2020)
RR
Colorado(5/18/2020)
RR
Connecticut(6/29/2020)
RR
Delaware(6/30/2020)
RR
District of Columbia(1/8/2021)
RR
Florida(5/13/2020)
RR
Georgia(5/27/2020)
RR
Hawaii(5/18/2020)
RR
Idaho(1/8/2021)
RR
Illinois(5/16/2012)
IAR
Illinois(3/31/2025)
RR
Indiana(1/13/2017)
IAR
Indiana(3/31/2025)
RR
Iowa(1/13/2017)
IAR
Iowa(3/31/2025)
RR
Kansas(5/13/2020)
RR
Kentucky(1/13/2017)
RR
Louisiana(5/27/2020)
RR
Maine(1/8/2021)
RR
Maryland(5/27/2020)
RR
Massachusetts(6/30/2020)
RR
Michigan(1/13/2017)
RR
Minnesota(1/13/2017)
RR
Mississippi(5/27/2020)
RR
Missouri(1/13/2017)
RR
Montana(1/8/2021)
RR
Nebraska(5/13/2020)
RR
Nevada(5/27/2020)
RR
New Hampshire(6/30/2020)
RR
New Jersey(6/29/2020)
RR
New Mexico(1/8/2021)
RR
New York(6/29/2020)
RR
North Carolina(5/27/2020)
RR
North Dakota(5/27/2020)
RR
Ohio(1/17/2017)
RR
Oklahoma(5/27/2020)
RR
Oregon(5/27/2020)
RR
Pennsylvania(5/27/2020)
RR
Puerto Rico(3/12/2021)
RR
Rhode Island(6/30/2020)
RR
South Carolina(5/27/2020)
RR
South Dakota(5/27/2020)
RR
Tennessee(5/13/2020)
RR
Texas(2/8/2019)
IAR
Texas(3/31/2025)
RR
Utah(5/27/2020)
RR
Vermont(6/30/2020)
RR
Virgin Islands(3/12/2021)
RR
Virginia(5/27/2020)
RR
Washington(5/27/2020)
RR
West Virginia(5/27/2020)
RR
Wisconsin(1/13/2017)
IAR
Wisconsin(3/31/2025)
RR
Wyoming(1/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/27/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
