Edward G. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward George Cook, who also goes by Edward G Cook, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1988. Edward had worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2015 - December 3, 2020
TULLETT PREBON FINANCIAL SERVICES LLC
January 1, 1994 - January 5, 2015
W.A. CAPITAL MARKETS
March 5, 1992 - June 25, 1993
SCOTIA CAPITAL (USA) INC.
June 26, 1990 - February 27, 1992
SALOMON BROTHERS INC.
January 27, 1989 - March 22, 1990
RODMAN & RENSHAW INC.
March 4, 1988 - February 2, 1989
GRUNTAL & CO., L.L.C.
February 23, 1988 - March 8, 1988
MOSELEY SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationCurrent Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
