Bernhardt C. Gadow
Professional summary
Bernhardt Curtis Gadow, who also goes by Bernhardt Curtis Gadow, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Norwalk, Connecticut.
Bernhardt is registered as a RR (Registered Representative) and started their career in finance in 1987. Bernhardt has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bernhardt Curtis Gadow's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2025 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 20 Marshall Street, Suite 200, Norwalk, CT 06854February 1, 1996 - June 6, 2025
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
April 21, 1994 - January 17, 1996
J.P. MORGAN SECURITIES LLC
September 1, 1988 - March 9, 1993
S.G. WARBURG & CO. INC.
March 9, 1988 - September 1, 1988
S.G. WARBURG SECURITIES INC.
December 22, 1987 - January 27, 1988
KLEINWORT BENSON NORTH AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2025)
(6/9/2025)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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