Edward R. Hatfield
Professional summary
Edward Ridgway Hatfield, who also goes by Edward Ridgway Hatfied III, Edward Ridgeway Hatfield, Edward Ridgway Hatfield III, Ted Ridgway Hatfield, is a registered financial professional currently at SOLEBURY CAPITAL LLC located in New Hope, Pennsylvania.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1987. Edward has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Ridgway Hatfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2007 - Present
SOLEBURY CAPITAL LLC
Office #1: 400 South River Road Suite 300, New Hope, PA 18938Office #2: 609 Main Street Suite 2709, Houston, TX 77002Office #3: 400 South River Road, Suite 300, New Hope, PA 18938December 22, 1987 - November 28, 2005
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2019)
(1/2/2008)
(11/20/2018)
(1/17/2019)
(1/7/2019)
(3/6/2019)
(12/21/2018)
(7/11/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOLEBURY CAPITAL LLC
CRD#: 143299 / SEC#: , 8-67548
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER | 5094038 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Red Flags
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