MP
Mark E. Prowell
PROWELL FINANCIAL MANAGEMENT
Exton, PA 19341
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CRD#: 1781070
MP
Professional summary
Mark Edward Prowell is a registered financial advisor currently at PROWELL FINANCIAL MANAGEMENT, LLC located in Exton, Pennsylvania.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Mark has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY INCOME POSITION: OWNER NATURE: RENTAL PROPERTY INCOME INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/1990 ADDRESS: 690 STOCKTON DRIVE, SUITE 106, EXTON PA 19341 DESCRIPTION: RENTAL PROPERTY OWNER COMMONWEALTH TRUST COMPANY - AUDIT COMMITTEE POSITION: BOARD MEMBER NATURE: TRUST COMPANY INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 29 BANCROFT MILLS ROAD, WILMINGTON DE 19806 DESCRIPTION: BOARD MEMBER PROWELL FINANCIAL MANAGEMENT POSITION: OWNER NATURE: ESTATE PLANNING, BUSINESS SUCCESION PLANNING, FIXED LIFE INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1990 ADDRESS: 690 STOCKTON DRIVE, SUITE 106, EXTON PA 19341 DESCRIPTION: ADMINISTRATIVE AND CLIENT MEETINGS RELATED TO TOPICS SUMMARIZED IN ABOVE WESTFORD HOLDINGS, LLC POSITION: SECRETARY & TREASURER NATURE: POINT OF CONTACT FOR AN LLC INVESTED IN AN APARTMENT COMPLEX INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2023 ADDRESS: 281 GROVE ROAD, ELVERSON, PA 19520 DESCRIPTION: REVIEW FINANCIAL REPORTS - ACT AS SECRETARY & TREASURER OF THE LLC
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Prowell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2016 - Present
PROWELL FINANCIAL MANAGEMENT, LLC
Office #1: 717 Constitution Drive Suite 102, Exton, PA 19341RIA
CRD#: 281762
Exton, PA
Past
July 17, 2012 - March 1, 2016
CAPITAL ANALYSTS
RIA
CRD#: 162200
Exton, PA
Past
July 17, 2012 - March 15, 2016
LINCOLN INVESTMENT
RIA
CRD#: 519
EXTON, PA
Past
June 1, 2012 - March 15, 2016
LINCOLN INVESTMENT
BD
CRD#: 519
EXTON, PA
Past
January 20, 1988 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
GLENMOORE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROWELL FINANCIAL MANAGEMENT, LLC
PROWELL FINANCIAL MANAGEMENT, LLC
CRD#: 281762 / SEC#: 801-108292
RIA
Registered Investment Advisory firm - (8/22/2016 Approved)Delaware
Registered Investment Advisory firm - (8/26/2016 Terminated)Florida
Registered Investment Advisory firm - (8/23/2016 Terminated)New Jersey
Registered Investment Advisory firm - (9/2/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/24/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/12/2016)
IAR
Texas(4/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PROWELL FINANCIAL MANAGEMENT, LLC
PROWELL FINANCIAL MANAGEMENT, LLC
CRD#: 281762 / SEC#: 801-108292
RIA
Registered Investment Advisory firm - (8/22/2016 Approved)Delaware
Registered Investment Advisory firm - (8/26/2016 Terminated)Florida
Registered Investment Advisory firm - (8/23/2016 Terminated)New Jersey
Registered Investment Advisory firm - (9/2/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/24/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
717 Constitution Drive Suite 102, Exton, PA 19341
Mailing Address
Phone number
(484) 359-4057
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 367 |
| AUM (Assets Under Management) | $ 8,094,993,369 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
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