James A. Reale
Professional summary
James A Reale is a registered financial advisor currently at REALE MANAGED ASSETS, INC. located in Clifton Park, New York and STONEX SECURITIES INC. located in Clifton Park, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James A Reale's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2003 - Present
REALE MANAGED ASSETS, INC.
September 12, 2014 - Present
STONEX SECURITIES INC.
January 3, 2007 - September 12, 2014
WRP INVESTMENTS, INC.
February 6, 2004 - December 31, 2006
QUESTAR CAPITAL CORPORATION
July 12, 1999 - February 9, 2004
NEXT FINANCIAL GROUP, INC.
February 10, 1988 - July 12, 1999
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2014)
(9/12/2014)
(10/1/2003)
(9/12/2014)
(9/12/2014)
(1/2/2020)
(4/12/2019)
(9/12/2014)
(9/12/2014)
(4/4/2022)
(9/12/2014)
(10/24/2003)
(9/12/2014)
(9/12/2014)
Exams
FINRA
Current Firm
REALE MANAGED ASSETS, INC.
CRD#: 128226 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 24,954,207 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
