Stanley Oda
ODA AND COMPANY
Medina, OH 44256-2222
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CRD#: 1779618
Professional summary
Stanley Oda, CFP® is a registered financial advisor currently at ODA AND COMPANY, INC. located in Medina, Ohio and LPL FINANCIAL LLC located in Medina, Ohio.
Stanley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Stanley has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 9/07/1999 - Oda and Company - Investment Related - At Reported Business Location(s) - Registered Investment Advisor. (2) 9/07/1999 - Oda and Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 7/31/2018 - Oda and Company, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:04/01/2016 - 180 Hours Per Month/130 Hours During Trading - Time Spent: 100% - I provide investment advisory services through Oda and Company, Inc., an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Stanley Oda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
January 24, 2003 - Present
ODA AND COMPANY, INC.
Office #1: 416 West Liberty, Medina, OH 44256-2222Office #2: 416 West Liberty, Medina, OH 44256-2222RIA
CRD#: 119952
Medina, OH
Current
June 17, 1998 - Present
LPL FINANCIAL LLC
Office #1: 416 West Liberty Street, Medina, OH 44256RIA
BD
CRD#: 6413
Medina, OH
Past
October 18, 1999 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
MEDINA, OH
Past
November 19, 1989 - July 1, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 18, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 20, 1988 - June 7, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/25/2013)
RR
Arizona(5/11/2000)
RR
California(7/13/2009)
RR
Colorado(9/28/2015)
RR
District of Columbia(11/8/1999)
RR
Florida(6/17/1998)
IAR
Florida(10/19/2016)
RR
Georgia(4/29/2013)
RR
Idaho(7/20/2009)
RR
Illinois(3/20/2001)
RR
Indiana(5/10/2000)
RR
Kentucky(6/4/2010)
RR
Louisiana(2/11/2020)
RR
Maine(3/21/2011)
RR
Maryland(8/1/2016)
RR
Massachusetts(1/2/2020)
RR
Michigan(1/12/2000)
RR
Mississippi(5/1/2012)
RR
Missouri(11/23/2022)
RR
New York(4/27/2022)
RR
North Carolina(6/23/1998)
RR
Ohio(6/17/1998)
IAR
Ohio(1/24/2003)
RR
Oregon(9/7/2006)
RR
Pennsylvania(1/2/2003)
RR
South Carolina(2/28/2000)
RR
South Dakota(12/10/2019)
RR
Tennessee(9/26/2000)
RR
Texas(3/1/1999)
IAR
Texas(2/8/2017)
RR
Utah(1/26/2007)
RR
Vermont(1/2/2020)
RR
Virginia(5/13/2002)
RR
Washington(4/6/2015)
RR
Wisconsin(5/25/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OA
ODA AND COMPANY, INC.
ODA AND COMPANY, INC.
CRD#: 119952 / SEC#:
Florida
Registered Investment Advisory firm - (10/19/2016 Approved)Ohio
Registered Investment Advisory firm - (11/4/1999 Approved)Texas
Registered Investment Advisory firm - (2/8/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
416 West Liberty Street, Medina, OH 44256-2222
Mailing Address
Phone number
(330) 725-8911
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 111,258,914 |
Red Flags
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Company Information
ODA AND COMPANY, INC.
CRD#: 119952Medina, OH 44256-2222TRUST BUT VERIFY
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