Eric A. Beadle

J. W. COLE ADVISORS

Naples, FL 34110

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CRD#: 1779551

Professional summary

Eric Allen Beadle, who also goes by Eric Beadle, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Naples, Florida and J.W. COLE FINANCIAL, INC. located in Naples, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Eric has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Beadle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) TRIPOINT WEALTH SOLUTIONS; POSITION: Administrative assistant NATURE: Advisory - SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/20/2020; ADDRESS: 2180 Immokalee Road, Suite 209, Naples, FL 34110 United States, DESCRIPTION: Assistant to Financial Advisor (2) Strada Wealth Management, PLLC; DBA; Investment related; 2180 Immokalee Road, Suite 209, Naples, FL 34110; Investments and taxes; Administrative Assistant; Start 8/2021; 40 hr/wk, 40 hr/wk during trading. (3) Mariners Cove Home Owners Assoc; 20800 Basin Dr, Estero, FL 33298; Not investment Related; Homeowners Assc.; Treasurer/Board Member; Start 4/1/2025; 0 hours/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Beadle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2021 - Present

J. W. COLE ADVISORS, INC.

Office #1: 2180 Immokalee Road Suite 209, Naples, FL 34110

RIA

CRD#: 112294

Naples, FL

Current

August 5, 2021 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 2180 Immokalee Rd Suite 209, Naples, FL 34110

CRD#: 124583

Naples, FL

Past

July 17, 2020 - August 6, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BONITA SPRINGS, FL

Past

July 17, 2020 - August 6, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

BONITA SPRINGS, FL

Past

January 31, 2020 - July 17, 2020

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

Bonita Springs, FL

Past

January 29, 2020 - July 17, 2020

INVESTACORP, INC.

CRD#: 7684

BONITA SPRINGS, FL

Past

September 1, 2006 - June 18, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FORT MYERS, FL

Past

September 1, 2006 - June 18, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FORT MYERS, FL

Past

April 25, 2003 - September 8, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT MYERS, FL

Past

April 17, 2003 - September 8, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT MYERS, FL

Past

July 18, 2001 - July 30, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

EVERETT, WA

Past

November 14, 1994 - July 30, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 20, 1988 - May 10, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/5/2021)

Florida
(8/5/2021)

IAR

Florida
(8/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/14/2008

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 5/5/2008

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric A. Beadle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Beadle's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2000

Series 63

Date: 10/14/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/23/1994

Series 9

Date: 5/14/2008

Series 10

Date: 5/5/2008

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

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