Michael E. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Anderson, who also goes by Mike Anderson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - January 2, 2018
WALLER CAPITAL SECURITIES LLC
September 28, 2001 - January 5, 2006
J.P. MORGAN SECURITIES LLC
July 27, 1999 - July 17, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
August 6, 1992 - June 21, 1999
CITIGROUP GLOBAL MARKETS INC.
December 22, 1987 - July 13, 1992
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WALLER CAPITAL SECURITIES LLC
CRD#: 127734 / SEC#: , 8-66039
Contact information
Documents
Red Flags
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