SW
Scott B. Wasserman
MOLONEY SECURITIES ASSET MANAGEMENT LLC
MYRTLE BEACH, SC 29572
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CRD#: 1779320
SW
Professional summary
Scott Bradley Wasserman SR, CFP®, who also goes by Scott Bradley Wasserman, is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Myrtle Beach, South Carolina and MOLONEY SECURITIES CO., INC. located in Myrtle Beach, South Carolina.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Bradley Wasserman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLOSING WITHDRAWN BROKER DEALER: WASSERMAN & ASSOC, INC., OWNER, PRESIDENT
NO LONGER INVESTMENT RELATED
START DATE 12/1999
CRS (Client Relationship Summary) - RIA
Click below to view Scott Bradley Wasserman SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 22, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 618 Chestnut Road Suite 108, Myrtle Beach, SC 29572RIA
CRD#: 282448
MYRTLE BEACH, SC
Current
January 11, 2010 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 618 Chestnut Road Suite 108, Myrtle Beach, SC 29572BD
CRD#: 38535
Myrtle Beach, SC
Past
June 22, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
MYRTLE BEACH, SC
Past
January 22, 2016 - April 27, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
MYRTLE BEACH, SC
Past
December 20, 1999 - January 4, 2010
WASSERMAN & ASSOCIATES, INC.
BD
CRD#: 45085
MYRTLE BEACH, SC
Past
January 3, 1995 - December 31, 1999
THOS. K. WASSERMAN & ASSOCIATES, INC.
BD
CRD#: 27826
BOYNTON BEACH, FL
Past
January 28, 1991 - December 31, 1994
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
BEDMINSTER, NJ
Past
July 12, 1988 - January 25, 1991
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
February 24, 1988 - July 6, 1988
SOGOTRADE, INC.
BD
CRD#: 17912
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2016)
RR
Arizona(2/25/2021)
RR
California(1/11/2010)
RR
Colorado(10/4/2017)
RR
Connecticut(2/14/2012)
RR
Florida(2/2/2010)
RR
Georgia(1/11/2010)
RR
Hawaii(7/31/2015)
RR
Illinois(2/10/2016)
RR
Kansas(2/10/2016)
RR
Maryland(4/7/2015)
RR
Massachusetts(1/11/2022)
RR
Michigan(2/10/2016)
RR
Missouri(2/10/2016)
RR
New Jersey(1/11/2010)
RR
New York(1/11/2010)
RR
North Carolina(1/11/2010)
RR
Ohio(1/11/2010)
RR
Pennsylvania(1/11/2010)
RR
South Carolina(1/11/2010)
IAR
South Carolina(6/22/2016)
RR
Texas(2/9/2016)
RR
Virginia(3/2/2017)
RR
Washington(10/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOLONEY SECURITIES ASSET MANAGEMENT LLC
CRD#: 282448Myrtle Beach, SC 29572TRUST BUT VERIFY
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