Mark D. Wall
Professional summary
Mark Davis Wall is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Davis Wall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 1999 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 31, 1997 - March 5, 1999
OSAIC WEALTH, INC.
March 27, 1992 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
September 26, 1991 - April 7, 1992
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/1999)
(8/6/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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