Deborah C. Southworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Card Southworth, who also goes by Debbie Southworth, Deborah C Southworth, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1990. Deborah had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2005 - July 16, 2015
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
May 18, 1998 - December 3, 2004
CHARLES SCHWAB & CO., INC.
May 5, 1997 - December 3, 2004
CHARLES SCHWAB & CO., INC.
September 12, 1995 - April 1, 1997
MARK TWAIN BROKERAGE SERVICES, INC.
May 30, 1990 - September 12, 1995
EDWARD JONES
April 24, 1990 - June 12, 1990
IDS LIFE INSURANCE COMPANY
April 24, 1990 - June 12, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
CRD#: 121307 / SEC#: 801-61444
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
CRD#: 121307 / SEC#: 801-61444
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,767 |
| AUM (Assets Under Management) | $ 2,196,677,599 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/02/2025 | ||
| 02/27/2025 | ||
| 08/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
