Shannon D. Schofield

INVESCO ADVISERS

Greenville, SC

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CRD#: 1778098

Professional summary

Shannon Dean Schofield, who also goes by Shane Schofield, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Greenville, South Carolina and INVESCO DISTRIBUTORS, INC. located in New York, New York.

Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Shannon has worked at 16 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane Schofield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Annexus Holdings, LLC, Not Investment-Related, 16767 N Perimeter Drive, Suite 320, Scottsdale, AZ, 85260, Independent Distributor of Life and Health Insurance and Wealth Management Services, Vice President - National Sales Director, 09/2024, 160 Hours Per Month During Trading Hours, Distribution of Fixed Index Annuity Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Dean Schofield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2025 - Present

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

Greenville, SC

Current

February 5, 2025 - Present

INVESCO DISTRIBUTORS, INC.

Office #1: 225 Liberty St 11th Floor, New York, NY 10281

CRD#: 7369

NEW YORK, NY

Past

October 10, 2024 - January 31, 2025

INTEGRITY ADVISORY SOLUTIONS

RIA

CRD#: 288817

Greenville, SC

Past

September 8, 2024 - January 31, 2025

INTEGRITY CAPITAL, LLC

CRD#: 285198

SCOTTSDALE, AZ

Past

August 20, 2020 - September 4, 2024

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

Greenville, SC

Past

August 20, 2020 - September 4, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

July 24, 2020 - August 5, 2020

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

February 24, 2020 - July 2, 2020

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

RIA

CRD#: 143319

GREENVILLE, SC

Past

December 18, 2018 - July 10, 2020

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

PORTLAND, ME

Past

June 5, 2015 - November 26, 2018

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625

CHICAGO, IL

Past

April 14, 2011 - June 1, 2015

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

October 20, 2010 - April 5, 2011

HINES PRIVATE WEALTH SOLUTIONS LLC

CRD#: 128145

HOUSTON, TX

Past

December 22, 2000 - October 15, 2010

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

September 5, 1995 - October 10, 1995

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

September 5, 1995 - November 20, 2000

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

September 3, 1993 - December 31, 1994

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

February 23, 1988 - July 23, 1988

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Past

January 4, 1988 - February 11, 1988

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/5/2025)

Alaska
(2/5/2025)

Arizona
(2/5/2025)

Arkansas
(2/5/2025)

California
(2/5/2025)

Colorado
(2/5/2025)

Connecticut
(2/5/2025)

Delaware
(2/5/2025)

District of Columbia
(2/5/2025)

Florida
(2/5/2025)

Georgia
(2/5/2025)

Hawaii
(2/5/2025)

Idaho
(2/5/2025)

Illinois
(2/5/2025)

Indiana
(2/5/2025)

Iowa
(2/5/2025)

Kansas
(2/5/2025)

Kentucky
(2/5/2025)

Louisiana
(2/5/2025)

Maine
(2/5/2025)

Maryland
(2/5/2025)

Massachusetts
(2/5/2025)

Michigan
(2/5/2025)

Minnesota
(2/5/2025)

Mississippi
(2/5/2025)

Missouri
(2/5/2025)

Montana
(2/5/2025)

Nebraska
(2/5/2025)

Nevada
(2/5/2025)

New Hampshire
(2/5/2025)

New Jersey
(2/5/2025)

New Mexico
(2/5/2025)

New York
(2/5/2025)

North Carolina
(2/5/2025)

North Dakota
(2/5/2025)

Ohio
(2/7/2025)

Oklahoma
(2/5/2025)

Oregon
(2/5/2025)

Pennsylvania
(2/5/2025)

Puerto Rico
(2/5/2025)

Rhode Island
(2/5/2025)

South Carolina
(2/5/2025)

South Dakota
(2/5/2025)

Tennessee
(2/5/2025)

Texas
(2/5/2025)

IAR

Texas
(2/5/2025)

Utah
(2/5/2025)

Vermont
(2/5/2025)

Virgin Islands
(2/5/2025)

Virginia
(2/5/2025)

Washington
(2/5/2025)

West Virginia
(2/5/2025)

Wisconsin
(2/5/2025)

Wyoming
(2/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/30/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/2016

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/5/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

INVESCO ADVISERS, INC.

INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

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Contact information

Main Address

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046

Phone number

(404) 892-0896

Established

Firm type

Fiscal year end

# of Employees

2,872

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESCO ADVISERS, INC. FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	61,236
AUM (Assets Under Management)	$ 756,881,223,229

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
09/27/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shannon D. Schofield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Dean Schofield's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO DISTRIBUTORS, INC.

INTEGRITY ADVISORY SOLUTIONS

INTEGRITY CAPITAL, LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

D.H. HILL SECURITIES, LLLP

FOCUS PARTNERS ADVISOR SOLUTIONS, LLC

FORESIDE FINANCIAL SERVICES, LLC

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

HINES PRIVATE WEALTH SOLUTIONS LLC

CAPITAL CLIENT GROUP, INC.

NYLIFE DISTRIBUTORS LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

INVESCO CAPITAL MARKETS, INC.

J. W. GANT & ASSOCIATES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

INVESCO ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2020

Series 63

Date: 8/30/1993

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/24/1993

Series 6

Date: 12/30/1987

Series 24

Date: 5/12/2016

Series 26

Date: 1/5/2001

FINRA

Current Firm

INVESCO ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INVESCO ADVISERS, INC.

TRUST BUT VERIFY

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