Noam M. Cohen
Professional summary
Noam Moshe Cohen is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Noam is registered as a RR (Registered Representative) and started their career in finance in 1992. Noam has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Noam Moshe Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2022 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019May 15, 2012 - August 2, 2022
RBC CAPITAL MARKETS, LLC
July 28, 2010 - June 5, 2012
BMO CAPITAL MARKETS CORP.
October 31, 2008 - July 26, 2010
BERENSON & COMPANY, LLC
July 13, 2004 - August 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2001 - June 28, 2004
BANC OF AMERICA SECURITIES LLC
September 23, 1998 - September 15, 2000
PRUDENTIAL EQUITY GROUP, LLC
September 27, 1995 - September 18, 1998
LEHMAN BROTHERS INC.
March 27, 1992 - July 10, 1992
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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