James C. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Charles Green, who also goes by James C Green, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2000 - September 5, 2001
LEXIT CAPITAL, LLC
March 21, 2000 - May 1, 2000
CYBERVEST SECURITIES INC.
December 17, 1998 - December 3, 1999
AVALON BROKERAGE, INC.
October 22, 1993 - August 21, 1995
SCHONFELD SECURITIES, LLC
December 22, 1987 - October 21, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEXIT CAPITAL, LLC
CRD#: 34048 / SEC#: , 8-46201
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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