Jeffrey S. Levy
Professional summary
Jeffrey Scott Levy is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Scott Levy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 1, 2011 - June 17, 2014
WALL STREET FINANCIAL GROUP, INC.
December 6, 2005 - November 21, 2011
KESTRA INVESTMENT SERVICES, LLC
January 7, 2005 - December 7, 2005
THE LEADERS GROUP, INC.
March 27, 2003 - December 13, 2004
VP DISTRIBUTORS LLC
November 29, 1993 - January 22, 2004
WS GRIFFITH SECURITIES, INC.
May 5, 1992 - November 29, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2021)
(6/5/2014)
(8/13/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(1/4/2016)
(6/5/2014)
(6/5/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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