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Cynthia Hamill

CRD# 1775835·Registered 1988 - 2018
Previously Registered: Being a previously registered professional could mean that Cynthia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cynthia Hamill, who also goes by Cindy Hamill, Cynthia June Hamill, Cynthia J Hammill, was a registered financial advisor. Cynthia was a previously registered financial professional and started their career in finance 1988 - 2018. Cynthia had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cindy Hamill, Cynthia June Hamill, Cynthia J Hammill

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

SPIRE SECURITIES, LLC·CRD# 144131
BD
Mclean, VA
April 22, 2016 - January 31, 2018
SPIRE WEALTH MANAGEMENT, LLC·CRD# 113908
RIA
Mclean, VA
April 19, 2016 - January 31, 2018
TRUST ADVISORY GROUP LTD·CRD# 106926
RIA
Birmingham, AL
July 29, 2011 - December 31, 2014
AGES FINANCIAL SERVICES, LTD.·CRD# 15427
BD
Reston, VA
July 29, 2011 - January 2, 2015
WFG ADVISORS, LP·CRD# 125073
RIA
Reston, VA
July 14, 2006 - July 28, 2011
WFG INVESTMENTS, INC.·CRD# 22704
BD
Reston, VA
July 14, 2006 - July 28, 2011
SCOTT & STRINGFELLOW, LLC·CRD# 6255
RIA
Alexandria, VA
June 8, 2000 - July 21, 2006
SCOTT & STRINGFELLOW, LLC·CRD# 6255
BD
Alexandria, VA
May 5, 1999 - July 21, 2006
SCOTT & STRINGFELLOW, INC.·CRD# 3309
BD
Richmond, VA
April 8, 1999 - May 5, 1999
B. RILEY SECURITIES, INC.·CRD# 25027
BD
Arlington, VA
July 20, 1998 - September 14, 1998
SCOTT & STRINGFELLOW, INC.·CRD# 3309
BD
Richmond, VA
January 15, 1998 - July 21, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 20, 1991 - September 16, 1992
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 8, 1990 - December 19, 1990
JOHNSTON, LEMON & CO. INCORPORATED·CRD# 473
BD
August 25, 1988 - May 4, 1989

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Current Firm

SS
SPIRE SECURITIES, LLC

SPIRE SECURITIES, LLC

CRD#: 144131 / SEC#: 8-67635
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

7901 Jones Branch Dr. Suite 810, Mclean, VA 22102

Mailing Address

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102

Phone Number

(703) 657-6075

Established

Virginia since 04/02/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPIRE INVESTMENT PTNERPARENT/HOLDING COMPANY—
BLISK, DAVID LLOYDPRESIDENT—
MALIK, FEISAL AHMED KHANCCO2115832
MILBURN, ROBERTFINOP2013040

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed May 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jul 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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